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Portfolio (Quarterly) Guide ↗

Thomas J. Herzfeld Advisors, Inc.

· CIK 0001509510
13F Portfolio $294M AUM 115 positions Filed May 12, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 27 New 28 Added 46 Reduced 19 Exited
Page 2 of 2  ·  28 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 TY Tri-Continental Corp Financial Services 195.0 $6K 0.00% +1.0 +0.5% $31.67 +9.0%
22 BDJ BlackRock Enhanced Equity Dividend Trust Financial Services 714.0 $6K 0.00% +14.0 +2.0% $8.62 +4.5%
23 GAB Gabelli Equity Trust Inc Financial Services 1,098.0 $6K 0.00% +28.0 +2.6% $5.60 -1.5%
24 QQQX Nuveen NASDAQ 100 Dynamic Overwrite Fund Financial Services 225.0 $6K 0.00% +4.0 +1.8% $26.70 +13.0%
25 ASG Liberty All Star Growth Fund Inc Financial Services 1,127.0 $5K 0.00% +50.0 +4.6% $4.75 +9.6%
26 USA Liberty All Star Equity Fund Financial Services 871.0 $5K 0.00% +48.0 +5.8% $5.55 +3.3%
27 ZTR Virtus Total Return Fund Inc. Financial Services 457.0 $3K 0.00% +10.0 +2.2% $6.63 +0.1%
28 NXDT Nexpoint Diversified Rel Et Financial Services 285.0 $1K +9.0 +3.3% $4.67 +1.3%
Page 2 of 2  ·  28 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 99.9%
Communication Services 0.1%
Basic Materials 0.0%