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Portfolio (Quarterly) Guide ↗

Thomas J. Herzfeld Advisors, Inc.

· CIK 0001509510
13F Portfolio $294M AUM 115 positions Filed May 12, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 27 New 28 Added 46 Reduced 19 Exited
Page 2 of 2  ·  27 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 HQL Aberdeen Life Sciences Investor Financial Services 11,076.0 $180K 0.06% NEW $16.27 +9.3%
22 DTF DTF Tax-Free Income Inc Financial Services 13,654.0 $156K 0.05% NEW $11.45 -0.6%
23 EUM Proshares Tr 3,245.0 $62K 0.02% NEW $19.20 -13.0%
24 WIW Western Asset/Claymore Inflation-Linked Opportunities & Income Fund Financial Services 6,546.0 $55K 0.02% NEW $8.46 +0.4%
25 GGN GAMCO Global Gold Nat Res Financial Services 1,489.0 $8K 0.00% NEW $5.32 -2.1%
26 Real Asset Acquisition 4,166.0 $6K 0.00% NEW $1.33
27 Rice Acquisition Corp 3 4,858.0 $4K 0.00% NEW $0.80
Page 2 of 2  ·  27 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 99.9%
Communication Services 0.1%
Basic Materials 0.0%