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Portfolio (Quarterly) Guide ↗

Thomas J. Herzfeld Advisors, Inc.

· CIK 0001509510
13F Portfolio $294M AUM 115 positions Filed May 12, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 27 New 28 Added 46 Reduced 19 Exited
Page 1 of 3  ·  46 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 PDX PIMCO Dynamic Income Strategy Fund Financial Services 1,253,348.0 $27.6M 9.40% -52K -4.0% $22.06 -2.4%
2 BRW Saba Capital Income & Opport Financial Services 1,417,189.0 $9.6M 3.25% -418K -22.8% $6.74 -0.6%
3 ASA ASA Gold and Precious Metals Ltd Financial Services 125,885.0 $7.8M 2.66% -8K -6.3% $62.03 +4.4%
4 SABA Saba Capital Income & Opport II Financial Services 774,518.0 $6.4M 2.19% -816K -51.3% $8.32 +0.4%
5 PAXS PIMCO Access Income Fund Financial Services 439,995.0 $6.3M 2.16% -308K -41.2% $14.41 -3.5%
6 Bluerock Private Real Estate Fund 362,504.0 $6.0M 2.05% -492K -57.6% $16.61
7 DPG Duff & Phelps Utility and Infrastructure Fund Inc. Financial Services 391,497.0 $5.7M 1.92% -78K -16.6% $14.44 -1.0%
8 JFR Nuveen Floating Rate Income Financial Services 713,294.0 $5.4M 1.82% -164K -18.7% $7.52 -0.8%
9 RA Brookfield Real Assets Incom Financial Services 340,641.0 $4.4M 1.49% -432K -55.9% $12.86 -1.9%
10 RFMZ Rivernorth Flexible Mun Income Fund II, Inc. Financial Services 229,634.0 $2.9M 0.99% -90K -28.1% $12.65 +3.9%
11 TWN The Taiwan Fund Inc Financial Services 41,499.0 $2.7M 0.93% -41K -49.8% $65.74 +38.1%
12 FINS Angel Oak Final Strategies Incm Trm Trst Financial Services 193,430.0 $2.5M 0.84% -23K -10.7% $12.75 -0.1%
13 OXLC Oxford Lane Cap Corp Financial Services 222,539.0 $2.2M 0.74% -177K -44.3% $9.78 +5.5%
14 Cohen & Steers Limited Duration Preferred and Income Fund, Inc. 103,791.0 $2.1M 0.70% -20K -16.3% $19.97
15 BlackRock Tech and Private Eq 280,753.0 $1.9M 0.63% -262K -48.3% $6.60
16 STEW SRH Total Return Fund Inc Financial Services 107,778.0 $1.8M 0.63% -274K -71.8% $17.10 +2.8%
17 BSTZ BlackRock Science and Technology Trust II Financial Services 82,672.0 $1.8M 0.62% -133K -61.6% $22.15 +25.8%
18 SDHY PGIM Short Dur Hig yld Opp F Financial Services 113,577.0 $1.8M 0.62% -216K -65.6% $16.02 -0.6%
19 CET Central Securities Corp Financial Services 36,505.0 $1.8M 0.62% -18K -33.1% $49.66 +6.2%
20 TBLD Thornburg Incm Builder Opp Tr Financial Services 69,502.0 $1.5M 0.50% -162K -70.0% $21.15 +4.4%
Page 1 of 3  ·  46 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 99.9%
Communication Services 0.1%
Basic Materials 0.0%