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Portfolio (Quarterly) Guide ↗

Thomas J. Herzfeld Advisors, Inc.

· CIK 0001509510
13F Portfolio $294M AUM 115 positions Filed May 12, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 27 New 28 Added 46 Reduced 19 Exited
Page 2 of 6  ·  115 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 KYN Kayne Anderson Energy Infrst Financial Services 234,136.0 $3.3M 1.14% NEW $14.28 +0.8%
22 BGR BlackRock Energy and Resources Trust Financial Services 181,116.0 $3.1M 1.07% NEW $17.31 -5.1%
23 EMO Clearbridge Energy Midstrm O Financial Services 59,023.0 $3.1M 1.06% +58K +5709.4% $52.82 -0.8%
24 PTY PIMCO Corporate & Income Opp Fund Financial Services 249,976.0 $3.0M 1.02% +194K +347.8% $12.06 -1.2%
25 DUST Direxion Shares ETF Tr 58,011.0 $3.0M 1.01% NEW $50.98 +2.1%
26 RFMZ Rivernorth Flexible Mun Income Fund II, Inc. Financial Services 229,634.0 $2.9M 0.99% -90K -28.1% $12.65 +3.9%
27 TWN The Taiwan Fund Inc Financial Services 41,499.0 $2.7M 0.93% -41K -49.8% $65.74 +38.1%
28 PDI PIMCO Dynamic Income Fd Financial Services 154,860.0 $2.6M 0.90% +2K +1.3% $17.11 -1.5%
29 QID ProShares TR 116,263.0 $2.6M 0.90% NEW $22.66 -33.8%
30 BCX BlackRock Res & Commodities Strat Trust Financial Services 216,752.0 $2.6M 0.89% NEW $12.05 -1.4%
31 STK Columbia Seligman Premium Technology Growth Fund Financial Services 66,224.0 $2.5M 0.85% +60K +1035.1% $37.93 +36.0%
32 FINS Angel Oak Final Strategies Incm Trm Trst Financial Services 193,430.0 $2.5M 0.84% -23K -10.7% $12.75 -0.1%
33 SPXX Nuveen S&P 500 Dynamic Overw Financial Services 149,092.0 $2.4M 0.81% NEW $16.07 +10.9%
34 BSMQ Invesco Exch Trd SLF IDX Fd 98,083.0 $2.3M 0.79% NEW $23.63 -0.2%
35 BSMR Invesco Exch Trd SLF IDX Fd 96,212.0 $2.3M 0.77% NEW $23.65 -0.3%
36 DXYZ Destiny Tech100 Inc 82,806.0 $2.2M 0.75% NEW $26.78 +70.0%
37 FUMB First Trust Ultra Short Duration Municipal 109,973.0 $2.2M 0.75% NEW $20.05 -0.0%
38 OXLC Oxford Lane Cap Corp Financial Services 222,539.0 $2.2M 0.74% -177K -44.3% $9.78 +5.5%
39 Cohen & Steers Limited Duration Preferred and Income Fund, Inc. 103,791.0 $2.1M 0.70% -20K -16.3% $19.97
40 MEGI NYLI CBRE Gbl Infr Megtrnds Financial Services 130,723.0 $1.9M 0.65% +17K +15.2% $14.69 +1.4%
Page 2 of 6  ·  115 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 99.9%
Communication Services 0.1%
Basic Materials 0.0%