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Portfolio (Quarterly) Guide ↗

Thomas J. Herzfeld Advisors, Inc.

· CIK 0001509510
13F Portfolio $294M AUM 115 positions Filed May 12, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 27 New 28 Added 46 Reduced 19 Exited
Page 6 of 6  ·  115 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 ADX Adams Diversified Equity Fund Inc Financial Services 314.0 $7K 0.00% +6.0 +1.9% $21.87 +14.6%
102 RVT Royce Small-Cap Trust Inc. Financial Services 402.0 $7K 0.00% +7.0 +1.8% $16.61 +8.5%
103 TY Tri-Continental Corp Financial Services 195.0 $6K 0.00% +1.0 +0.5% $31.67 +9.5%
104 BDJ BlackRock Enhanced Equity Dividend Trust Financial Services 714.0 $6K 0.00% +14.0 +2.0% $8.62 +3.6%
105 GAB Gabelli Equity Trust Inc Financial Services 1,098.0 $6K 0.00% +28.0 +2.6% $5.60 -1.2%
106 QQQX Nuveen NASDAQ 100 Dynamic Overwrite Fund Financial Services 225.0 $6K 0.00% +4.0 +1.8% $26.70 +13.6%
107 JCE Nuveen Core Equity Alpha Fund Financial Services 393.0 $6K 0.00% $14.79 +9.8%
108 Real Asset Acquisition 4,166.0 $6K 0.00% NEW $1.33
109 ASG Liberty All Star Growth Fund Inc Financial Services 1,127.0 $5K 0.00% +50.0 +4.6% $4.75 +8.9%
110 AEF Aberdeen Emerging Markets Equity Inc. Financial Services 667.0 $5K 0.00% -1K -68.6% $7.29 +25.7%
111 USA Liberty All Star Equity Fund Financial Services 871.0 $5K 0.00% +48.0 +5.8% $5.55 +3.2%
112 Purecycle Technologies Inc 5,457.0 $4K 0.00% $0.75
113 Rice Acquisition Corp 3 4,858.0 $4K 0.00% NEW $0.80
114 ZTR Virtus Total Return Fund Inc. Financial Services 457.0 $3K 0.00% +10.0 +2.2% $6.63 +0.5%
115 NXDT Nexpoint Diversified Rel Et Financial Services 285.0 $1K +9.0 +3.3% $4.67 +8.3%
Page 6 of 6  ·  115 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 99.9%
Communication Services 0.1%
Basic Materials 0.0%