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Portfolio (Quarterly) Guide ↗

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management

· CIK 0001510434
13F Portfolio $6.9B AUM 1,876 positions Filed Jul 15, 2026 EDGAR ↗ ← All Funds
Q2 2026 · All 1062 New
Page 3 of 54  ·  1,062 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 AMD ADVANCED MICRO DEVICES INC Technology 53,576.0 $31.1M 0.45% NEW $580.91 -21.4%
42 SCHX SCHWAB STRATEGIC TR 1,053,827.0 $31.0M 0.45% NEW $29.43 +2.4%
43 JPM JPMORGAN CHASE & CO Financial Services 90,555.0 $29.6M 0.43% NEW $327.33 +8.9%
44 ESGD ISHARES TR 282,212.0 $29.0M 0.42% NEW $102.81 +4.1%
45 DUHP DIMENSIONAL ETF TRUST 691,936.0 $28.9M 0.42% NEW $41.73 +1.4%
46 IWC ISHARES TR 140,737.0 $28.2M 0.41% NEW $200.04 -1.7%
47 MO ALTRIA GROUP INC Consumer Defensive 371,812.0 $26.8M 0.39% NEW $71.95 -4.8%
48 MGC VANGUARD WORLD FD 97,516.0 $26.7M 0.39% NEW $273.63 +2.1%
49 DFAS DIMENSIONAL ETF TRUST 317,417.0 $26.1M 0.38% NEW $82.34 +0.3%
50 VFMO VANGUARD WELLINGTON FD 104,019.0 $26.0M 0.38% NEW $249.51 -8.1%
51 BK BANK OF NY MELLON CORP Financial Services 179,269.0 $25.9M 0.38% NEW $144.61 -0.6%
52 WDC WESTERN DIGITAL CORP Technology 40,566.0 $25.9M 0.38% NEW $638.72 -31.8%
53 MGK VANGUARD WORLD FD 284,728.0 $25.0M 0.36% NEW $87.91 +0.5%
54 GLW CORNING INC Technology 95,162.0 $24.3M 0.35% NEW $255.43 -43.0%
55 CMI CUMMINS INC Industrials 33,334.0 $23.8M 0.35% NEW $713.22 -19.9%
56 EFG ISHARES TR 189,907.0 $23.6M 0.34% NEW $124.42 +0.5%
57 NVDA PUT NVIDIA CORPORATION Technology 116,300.0 $23.3M 0.34% NEW $200.09 +4.2%
58 FPE FIRST TR EXCH TRADED FD III 1,293,097.0 $23.1M 0.34% NEW $17.88 -1.2%
59 QQQ INVESCO QQQ TR Financial Services 31,215.0 $23.0M 0.34% NEW $736.41 -4.1%
60 JNJ JOHNSON & JOHNSON Healthcare 90,031.0 $22.9M 0.33% NEW $253.97 +7.5%
Page 3 of 54  ·  1,062 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 47.7%
Financial Services 13.4%
Industrials 8.6%
Consumer Cyclical 8.1%
Healthcare 5.7%
Communication Services 5.4%
Consumer Defensive 4.9%
Energy 2.2%
Real Estate 1.4%
Utilities 1.4%