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Portfolio (Quarterly) Guide ↗

Institute for Wealth Management, LLC.

· CIK 0001533954
13F Portfolio $944M AUM 544 positions Filed Jan 27, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 544 New
Page 3 of 28  ·  544 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 BA BOEING CO Industrials 20,856.0 $4.5M 0.48% NEW $217.12 +0.5%
42 FORTINET INC 54,690.0 $4.3M 0.46% NEW $79.41
43 VGSH VANGUARD SCOTTSDALE FDS 72,979.0 $4.3M 0.45% NEW $58.73 -0.8%
44 BAC BANK AMERICA CORP Financial Services 77,601.0 $4.3M 0.45% NEW $55.00 -5.3%
45 ABBV ABBVIE INC Healthcare 18,600.0 $4.2M 0.45% NEW $228.48 -6.9%
46 VOE VANGUARD INDEX FDS 23,867.0 $4.2M 0.45% NEW $177.37 +10.1%
47 NFLX NETFLIX INC Communication Services 41,409.0 $3.9M 0.41% NEW $93.76 -6.4%
48 PWB INVESCO EXCHANGE TRADED FD T 30,153.0 $3.8M 0.41% NEW $127.11 +24.7%
49 AMGN AMGEN INC Healthcare 11,677.0 $3.8M 0.41% NEW $327.32 +2.7%
50 VKTX VIKING THERAPEUTICS INC Healthcare 107,913.0 $3.8M 0.40% NEW $35.18 -12.7%
51 GE GE AEROSPACE Industrials 11,865.0 $3.7M 0.39% NEW $308.04 +1.6%
52 HIG HARTFORD INSURANCE GROUP INC Financial Services 26,287.0 $3.6M 0.38% NEW $137.80 -1.9%
53 IWV ISHARES TR 9,363.0 $3.6M 0.38% NEW $386.85 +9.9%
54 AXP AMERICAN EXPRESS CO Financial Services 9,598.0 $3.6M 0.38% NEW $369.93 -16.2%
55 NTES NETEASE INC Technology 25,370.0 $3.5M 0.37% NEW $137.62 -10.1%
56 GM GENERAL MTRS CO Consumer Cyclical 41,397.0 $3.4M 0.36% NEW $81.32 -2.2%
57 VGT VANGUARD WORLD FD 4,423.0 $3.3M 0.35% NEW $753.82 -84.4%
58 IWM ISHARES TR 13,198.0 $3.2M 0.34% NEW $246.17 +17.7%
59 VWO VANGUARD INTL EQUITY INDEX F 60,183.0 $3.2M 0.34% NEW $53.76 +11.8%
60 ORCL ORACLE CORP Technology 16,572.0 $3.2M 0.34% NEW $194.91 -1.7%
Page 3 of 28  ·  544 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 43.2%
Financial Services 15.8%
Consumer Cyclical 11.2%
Industrials 9.4%
Communication Services 7.8%
Healthcare 6.0%
Consumer Defensive 2.5%
Energy 2.1%
Real Estate 0.9%
Utilities 0.7%