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Portfolio (Quarterly) Guide ↗

Institute for Wealth Management, LLC.

· CIK 0001533954
13F Portfolio $1.1B AUM 1,770 positions Filed Jul 28, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 1239 New 87 Added 269 Reduced 12 Exited
Page 36 of 62  ·  1,239 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
701 GSL GLOBAL SHIP LEASE INC Industrials 383.0 $14K 0.00% NEW $37.56 +16.7%
702 INVH INVITATION HOMES INC Real Estate 476.0 $14K 0.00% NEW $30.21 -0.3%
703 PDX PIMCO DYNAMIC INCOME STRATEG Financial Services 675.0 $14K 0.00% NEW $20.82 +4.2%
704 RYANAIR HOLDINGS PLC 217.0 $14K 0.00% NEW $64.75
705 XSLV INVESCO EXCH TRADED FD TR II 267.0 $14K 0.00% NEW $52.38 +1.2%
706 MHH MASTECH HLDGS INC Industrials 1,800.0 $14K 0.00% NEW $7.73 -3.0%
707 REXC SPROTT FDS TR 705.0 $14K 0.00% NEW $19.71 -2.4%
708 TMP TOMPKINS FINL CORP Financial Services 147.0 $14K 0.00% NEW $94.52 +3.6%
709 FDM FIRST TR EXCHANGE-TRADED FD 149.0 $14K 0.00% NEW $93.11 -0.2%
710 USHY ISHARES TR 374.0 $14K 0.00% NEW $37.02 -0.5%
711 AUR AURORA INNOVATION INC Technology 2,029.0 $14K 0.00% NEW $6.82 -8.5%
712 XME SPDR SERIES TRUST 129.0 $14K 0.00% NEW $107.05 +11.5%
713 POST POST HLDGS INC Consumer Defensive 156.0 $14K 0.00% NEW $88.26 -8.8%
714 NOBL PROSHARES TR 244.0 $14K 0.00% NEW $56.16 +4.6%
715 EPI WISDOMTREE TR 320.0 $14K 0.00% NEW $42.78 +0.5%
716 USAC USA COMPRESSION PARTNERS LP Energy 519.0 $14K 0.00% NEW $26.37 +0.7%
717 WRB BERKLEY W R CORP Financial Services 193.0 $14K 0.00% NEW $70.53 -2.7%
718 ALGN ALIGN TECHNOLOGY INC Healthcare 80.0 $13K 0.00% NEW $168.66 -3.6%
719 SCHY SCHWAB STRATEGIC TR 424.0 $13K 0.00% NEW $31.73 +6.0%
720 SPG SIMON PPTY GROUP INC NEW Real Estate 60.0 $13K 0.00% NEW $223.65 -2.4%
Page 36 of 62  ·  1,239 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 47.3%
Financial Services 13.7%
Consumer Cyclical 10.0%
Industrials 9.6%
Communication Services 6.5%
Healthcare 6.1%
Consumer Defensive 2.4%
Energy 2.3%
Utilities 0.9%
Real Estate 0.7%