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Portfolio (Quarterly) Guide ↗

Institute for Wealth Management, LLC.

· CIK 0001533954
13F Portfolio $944M AUM 544 positions Filed Jan 27, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 544 New
Page 15 of 28  ·  544 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
281 USB US BANCORP DEL Financial Services 10,660.0 $569K 0.06% NEW $53.36 +3.3%
282 JCI JOHNSON CTLS INTL PLC Industrials 4,738.0 $567K 0.06% NEW $119.75 +15.4%
283 TMO THERMO FISHER SCIENTIFIC INC Healthcare 979.0 $567K 0.06% NEW $579.45 -21.8%
284 D DOMINION ENERGY INC Utilities 9,676.0 $567K 0.06% NEW $58.59 +14.7%
285 CTVA CORTEVA INC Basic Materials 8,450.0 $566K 0.06% NEW $67.03 +18.9%
286 CPNG COUPANG INC Consumer Cyclical 23,749.0 $560K 0.06% NEW $23.59 -30.7%
287 DIVO AMPLIFY ETF TR 12,580.0 $560K 0.06% NEW $44.50 +3.7%
288 IT GARTNER INC Technology 2,212.0 $558K 0.06% NEW $252.28 -35.9%
289 BND VANGUARD BD INDEX FDS 7,512.0 $556K 0.06% NEW $74.07 -1.0%
290 USA LIBERTY ALL STAR EQUITY FD Financial Services 88,551.0 $556K 0.06% NEW $6.28 -7.4%
291 FANG DIAMONDBACK ENERGY INC Energy 3,675.0 $552K 0.06% NEW $150.31 +27.6%
292 XLU SELECT SECTOR SPDR TR 12,841.0 $548K 0.06% NEW $42.69 +5.7%
293 EDV VANGUARD WORLD FD 8,422.0 $548K 0.06% NEW $65.01 -2.5%
294 PFE PFIZER INC Healthcare 21,988.0 $547K 0.06% NEW $24.90 +6.0%
295 ALL ALLSTATE CORP Financial Services 2,612.0 $544K 0.06% NEW $208.15 +2.5%
296 SPGP INVESCO EXCHANGE TRADED FD T 4,772.0 $543K 0.06% NEW $113.86 +5.8%
297 RCL ROYAL CARIBBEAN GROUP Consumer Cyclical 1,935.0 $540K 0.06% NEW $278.92 -0.0%
298 LULU LULULEMON ATHLETICA INC Consumer Cyclical 2,595.0 $539K 0.06% NEW $207.81 -34.7%
299 ADSK AUTODESK INC Technology 1,819.0 $539K 0.06% NEW $296.04 -18.0%
300 STX SEAGATE TECHNOLOGY HLDNGS PL Technology 1,948.0 $537K 0.06% NEW $275.44 +209.2%
Page 15 of 28  ·  544 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 43.2%
Financial Services 15.8%
Consumer Cyclical 11.2%
Industrials 9.4%
Communication Services 7.8%
Healthcare 6.0%
Consumer Defensive 2.5%
Energy 2.1%
Real Estate 0.9%
Utilities 0.7%