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Portfolio (Quarterly) Guide ↗

Institute for Wealth Management, LLC.

· CIK 0001533954
13F Portfolio $938M AUM 542 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 34 New 133 Added 164 Reduced 36 Exited
Page 15 of 28  ·  542 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
281 CNQ CANADIAN NAT RES LTD MED TER Energy 12,445.0 $606K 0.07% $48.73 -5.2%
282 RSP INVESCO EXCHANGE TRADED FD T 3,124.0 $600K 0.06% -38.0 -1.2% $191.92 +8.2%
283 D DOMINION ENERGY INC Utilities 9,676.0 $598K 0.06% $61.82 +8.5%
284 AEP AMERICAN ELEC PWR CO INC Utilities 4,558.0 $597K 0.06% +128.0 +2.9% $131.08 -0.7%
285 INTC INTEL CORP Technology 13,410.0 $592K 0.06% $44.13 +168.4%
286 EMR EMERSON ELEC CO Industrials 4,514.0 $591K 0.06% -32.0 -0.7% $131.03 +7.2%
287 DHR DANAHER CORP DEL Healthcare 3,114.0 $590K 0.06% $189.61 -9.2%
288 ECF ELLSWORTH GROWTH & INCOME FD Financial Services 52,756.0 $588K 0.06% -1K -2.0% $11.15 +18.3%
289 EPS WISDOMTREE TR 8,575.0 $584K 0.06% $68.11 +14.6%
290 TRIPLE FLAG PRECIOUS METAL 16,487.0 $572K 0.06% +1K +9.6% $34.71
291 MO ALTRIA GROUP INC Consumer Defensive 8,521.0 $562K 0.06% -783.0 -8.4% $65.99 +9.8%
292 DFIV DIMENSIONAL ETF TRUST 10,602.0 $560K 0.06% $52.78 +5.6%
293 CIBR FIRST TR EXCHANGE-TRADED FD 8,923.0 $559K 0.06% -22K -71.0% $62.68 +30.8%
294 IBB ISHARES TR 3,303.0 $558K 0.06% +209.0 +6.8% $168.84 +0.8%
295 XSVM INVESCO EXCHANGE TRADED FD T 9,240.0 $557K 0.06% $60.26 +11.4%
296 KEY KEYCORP Financial Services 27,746.0 $556K 0.06% $20.05 +7.7%
297 EXPE EXPEDIA GROUP INC Consumer Cyclical 2,408.0 $556K 0.06% +820.0 +51.6% $230.89 -1.0%
298 NVS NOVARTIS AG Healthcare 3,636.0 $555K 0.06% $152.76 -1.0%
299 USB US BANCORP Financial Services 10,658.0 $554K 0.06% $52.01 +5.4%
300 XLU SELECT SECTOR SPDR TR 11,939.0 $548K 0.06% -902.0 -7.0% $45.89 -1.5%
Page 15 of 28  ·  542 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 42.7%
Financial Services 15.5%
Consumer Cyclical 10.8%
Industrials 9.4%
Communication Services 7.4%
Healthcare 6.3%
Energy 3.2%
Consumer Defensive 2.8%
Utilities 0.7%
Real Estate 0.6%