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Portfolio (Quarterly) Guide ↗

Institute for Wealth Management, LLC.

· CIK 0001533954
13F Portfolio $938M AUM 542 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 34 New 133 Added 164 Reduced 36 Exited
Page 2 of 28  ·  542 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 AMAT APPLIED MATLS INC Technology 19,014.0 $6.5M 0.69% -280.0 -1.4% $341.78 +32.1%
22 VUG VANGUARD INDEX FDS 14,859.0 $6.5M 0.69% +3K +21.7% $436.78 -79.8%
23 XLF SELECT SECTOR SPDR TR 126,022.0 $6.2M 0.66% +18K +16.8% $49.37 +4.9%
24 CAIE CALAMOS ETF TR 241,373.0 $6.1M 0.65% +64K +36.1% $25.14 +9.9%
25 VBK VANGUARD INDEX FDS 19,945.0 $6.0M 0.64% +3K +20.2% $302.25 +16.6%
26 URI UNITED RENTALS INC Industrials 8,172.0 $6.0M 0.63% $728.52 +32.2%
27 AMD ADVANCED MICRO DEVICES INC Technology 28,288.0 $5.8M 0.61% -420.0 -1.5% $203.43 +143.9%
28 TXN TEXAS INSTRS INC Technology 29,497.0 $5.7M 0.61% $194.14 +66.3%
29 XLK SELECT SECTOR SPDR TR 42,973.0 $5.7M 0.61% +256.0 +0.6% $132.90 +38.9%
30 LLY ELI LILLY & CO Healthcare 5,754.0 $5.3M 0.56% $919.82 +17.4%
31 VGSH VANGUARD SCOTTSDALE FDS 89,762.0 $5.3M 0.56% +17K +23.0% $58.54 -0.5%
32 PDP INVESCO EXCHANGE TRADED FD T 42,769.0 $5.2M 0.55% -298.0 -0.7% $120.75 +18.5%
33 VBR VANGUARD INDEX FDS 23,746.0 $5.2M 0.55% +448.0 +1.9% $217.25 +7.9%
34 MA MASTERCARD INCORPORATED Financial Services 9,468.0 $4.7M 0.50% $499.69 -1.4%
35 GOOG ALPHABET INC Communication Services 16,346.0 $4.7M 0.50% +268.0 +1.7% $286.86 +33.4%
36 BERKSHIRE HATHAWAY INC DEL 9,727.0 $4.7M 0.50% -98.0 -1.0% $479.22
37 JPM JPMORGAN CHASE & CO Financial Services 15,703.0 $4.6M 0.49% $294.16 +4.3%
38 FORTINET INC 54,410.0 $4.4M 0.47% -280.0 -0.5% $81.72
39 DIS DISNEY WALT CO Communication Services 45,947.0 $4.4M 0.47% +882.0 +2.0% $96.38 +6.8%
40 VOE VANGUARD INDEX FDS 23,837.0 $4.4M 0.47% $184.28 +5.9%
Page 2 of 28  ·  542 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 42.7%
Financial Services 15.5%
Consumer Cyclical 10.8%
Industrials 9.4%
Communication Services 7.4%
Healthcare 6.3%
Energy 3.2%
Consumer Defensive 2.8%
Utilities 0.7%
Real Estate 0.6%