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Portfolio (Quarterly) Guide ↗

Institute for Wealth Management, LLC.

· CIK 0001533954
13F Portfolio $938M AUM 542 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 34 New 133 Added 164 Reduced 36 Exited
Page 4 of 28  ·  542 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 IWC ISHARES TR 20,048.0 $3.2M 0.34% $159.61 +19.2%
62 CRM SALESFORCE INC Technology 16,861.0 $3.1M 0.34% +7K +74.7% $186.67 -2.8%
63 CAT CATERPILLAR INC Industrials 4,440.0 $3.1M 0.34% -69.0 -1.5% $708.43 +27.8%
64 IMMX IMMIX BIOPHARMA INC Healthcare 337,552.0 $3.1M 0.33% NEW $9.11 -2.8%
65 GM GENERAL MTRS CO Consumer Cyclical 40,974.0 $3.1M 0.33% -423.0 -1.0% $74.50 +6.9%
66 IEV ISHARES TR 44,878.0 $3.0M 0.33% +1K +2.9% $67.94 +7.9%
67 EEM ISHARES TR 51,828.0 $2.9M 0.31% +2K +3.0% $56.79 +19.9%
68 GE GE AEROSPACE Industrials 10,335.0 $2.9M 0.31% -2K -12.9% $283.78 +10.0%
69 AXP AMERICAN EXPRESS CO Financial Services 9,433.0 $2.9M 0.30% -165.0 -1.7% $302.47 +2.7%
70 CSX CSX CORP Industrials 69,396.0 $2.8M 0.30% $41.05 +12.6%
71 BMVP INVESCO EXCHANGE TRADED FD T 56,973.0 $2.8M 0.30% -478.0 -0.8% $49.89 +4.1%
72 NTES NETEASE COM INC Technology 25,370.0 $2.8M 0.30% $111.94 +10.3%
73 MPC MARATHON PETE CORP Energy 11,593.0 $2.8M 0.30% -198.0 -1.7% $244.18 +4.4%
74 PRF INVESCO EXCHANGE TRADED FD T 59,445.0 $2.8M 0.30% -505.0 -0.8% $47.53 +12.3%
75 EDV VANGUARD WORLD FD 43,487.0 $2.8M 0.30% +35K +416.4% $64.95 -3.1%
76 DELL DELL TECHNOLOGIES INC Technology 17,135.0 $2.8M 0.30% $164.13 +84.9%
77 MS MORGAN STANLEY Financial Services 16,670.0 $2.7M 0.29% $164.57 +21.7%
78 DE DEERE & CO Industrials 4,808.0 $2.7M 0.29% -1K -18.0% $563.30 -6.4%
79 RTX RTX CORPORATION Industrials 13,890.0 $2.7M 0.29% -77.0 -0.6% $192.90 -7.6%
80 ETN EATON CORP PLC Industrials 7,285.0 $2.6M 0.28% -41.0 -0.6% $357.69 +13.3%
Page 4 of 28  ·  542 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 42.7%
Financial Services 15.5%
Consumer Cyclical 10.8%
Industrials 9.4%
Communication Services 7.4%
Healthcare 6.3%
Energy 3.2%
Consumer Defensive 2.8%
Utilities 0.7%
Real Estate 0.6%