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Portfolio (Quarterly) Guide ↗

Ground Swell Capital, LLC

· CIK 0001534450
13F Portfolio $49M AUM 87 positions Filed Feb 4, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 75 New 3 Added 9 Reduced 119 Exited
Page 4 of 5  ·  87 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 SABR SABRE CORP Consumer Cyclical 12,652.0 $17K 0.04% NEW $1.36 +15.4%
62 HAYMAKER ACQUISITION CORP IV 11,020.0 $17K 0.04% NEW $1.55
63 DYNAMIX CORP 10,472.0 $17K 0.03% NEW $1.60
64 BMGL BASEL MED GROUP LTD Healthcare 33,705.0 $17K 0.03% NEW $0.49 +36.1%
65 CBAT CBAK ENERGY TECHNOLOGY INC Industrials 16,332.0 $14K 0.03% NEW $0.84 -11.3%
66 LM FDG AMER INC 29,585.0 $13K 0.03% NEW $0.44
67 REVOLUTION MEDICINES INC 13,613.0 $13K 0.03% NEW $0.94
68 XPL SOLITARIO RESOURCES CORP Basic Materials 17,222.0 $12K 0.03% NEW $0.70 +29.9%
69 ATER ATERIAN INC Consumer Cyclical 17,065.0 $12K 0.02% NEW $0.70 +79.8%
70 ENGS ENERGYS GROUP LTD Industrials 13,820.0 $12K 0.02% NEW $0.85 +71.4%
71 RNXT RENOVORX INC Healthcare 13,611.0 $11K 0.02% NEW $0.84 -5.4%
72 PDSB PDS BIOTECHNOLOGY CORP Healthcare 14,703.0 $11K 0.02% NEW $0.77 +54.6%
73 RALLYBIO CORP 15,399.0 $11K 0.02% NEW $0.69
74 HCM III ACQUISITION CORP 18,175.0 $9K 0.02% NEW $0.48
75 RAIL VISION LTD 24,570.0 $8K 0.02% NEW $0.32
76 STRIVE INC 10,624.0 $8K 0.02% NEW $0.74
77 TBH BRAG HSE HLDGS INC Technology 18,049.0 $7K 0.01% NEW $0.40 +85.0%
78 ITERUM THERAPEUTICS PLC 20,477.0 $7K 0.01% NEW $0.34
79 ZOOZ STRATEGY LTD 14,749.0 $6K 0.01% NEW $0.44
80 MYND MYND AI INC Consumer Defensive 13,708.0 $6K 0.01% -4K -22.1% $0.44 -31.1%
Page 4 of 5  ·  87 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 74.4%
Technology 11.6%
Consumer Cyclical 3.6%
Communication Services 3.2%
Healthcare 3.0%
Industrials 2.2%
Consumer Defensive 1.3%
Basic Materials 0.7%