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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $38.1B AUM 5,738 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 303 New 2977 Added 1606 Reduced 208 Exited
Page 69 of 149  ·  2,977 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1361 XPO XPO INC Industrials 1,688.0 $328K 0.00% +241.0 +16.7% $194.55 -8.2%
1362 INVA INNOVIVA INC Healthcare 14,060.0 $328K 0.00% +5K +55.6% $23.30 -10.0%
1363 FET FORUM ENERGY TECHNOLOGIES IN Energy 5,571.0 $327K 0.00% +3K +134.2% $58.66 +38.3%
1364 RYZ RYERSON HLDG CORP Consumer Defensive 14,532.0 $327K 0.00% +10K +221.0% $22.48 +5.6%
1365 LIT GLOBAL X FDS — 4,389.0 $326K 0.00% +301.0 +7.4% $74.35 -8.4%
1366 VKTX VIKING THERAPEUTICS INC Healthcare 10,001.0 $325K 0.00% +202.0 +2.1% $32.54 -1.4%
1367 MFG MIZUHO FINANCIAL GROUP INC Financial Services 40,792.0 $324K 0.00% +12K +43.0% $7.94 +37.8%
1368 OEC ORION S.A. Basic Materials 49,794.0 $324K 0.00% +35K +241.2% $6.50 -10.3%
1369 — SIRIUSPOINT LTD — 15,012.0 $323K 0.00% +1K +10.4% $21.54 —
1370 CTBI COMMUNITY TR BANCORP INC Financial Services 5,320.0 $323K 0.00% +135.0 +2.6% $60.72 +22.1%
1371 IVT INVENTRUST PPTYS CORP Real Estate 10,585.0 $322K 0.00% +4K +51.2% $30.46 +0.2%
1372 ASGI ABRDN GLOBAL INFRA INCOME FU Financial Services 14,413.0 $322K 0.00% +8K +114.3% $22.36 -14.7%
1373 CXM SPRINKLR INC Technology 53,705.0 $322K 0.00% +35K +185.6% $6.00 -20.9%
1374 HLIT HARMONIC INC Technology 35,809.0 $322K 0.00% +280.0 +0.8% $8.98 +16.8%
1375 GNL GLOBAL NET LEASE INC Real Estate 34,316.0 $321K 0.00% +650.0 +1.9% $9.36 -10.7%
1376 TDAY USA TODAY CO INC Communication Services 45,327.0 $320K 0.00% +6K +15.5% $7.05 -10.7%
1377 HARD SIMPLIFY EXCHANGE TRADED FUN — 9,013.0 $319K 0.00% +5K +134.8% $35.37 -5.5%
1378 MNRO MONRO INC Consumer Cyclical 19,859.0 $319K 0.00% +9K +87.1% $16.04 -13.9%
1379 SPUS TIDAL TRUST I — 6,588.0 $317K 0.00% +1K +28.6% $48.16 +23.6%
1380 TAN INVESCO EXCH TRADED FD TR II — 5,694.0 $317K 0.00% +2K +38.4% $55.71 -22.8%
Page 69 of 149  ·  2,977 positions

① Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.6%
Financial Services 18.9%
Healthcare 11.4%
Industrials 10.3%
Consumer Cyclical 9.6%
Consumer Defensive 6.1%
Communication Services 5.9%
Energy 4.5%
Utilities 3.0%
Basic Materials 2.0%