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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $38.1B AUM 5,738 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 303 New 2977 Added 1606 Reduced 208 Exited
Page 244 of 284  ·  5,671 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4861 QQQS INVESCO EXCH TRADED FD TR II — 238.0 $8K — — — $33.65 +28.0%
4862 FDEM FIDELITY COVINGTON TRUST — 253.0 $8K — — — $31.58 +14.6%
4863 EWI ISHARES INC — 149.0 $8K — -192.0 -56.3% $53.47 +13.0%
4864 PAYS PAYSIGN INC Technology 1,349.0 $8K — +645.0 +91.6% $5.90 +114.7%
4865 QLTY GMO ETF TRUST — 220.0 $8K — -1K -86.0% $36.16 +19.5%
4866 BRW SABA CAPITAL INCOME & OPRNT Financial Services 1,176.0 $8K — +15.0 +1.3% $6.74 -9.8%
4867 — ABRDN AUSTRALIA EQUITY FD IN — 654.0 $8K — — — $12.12 —
4868 — BALLYS CORPORATION — 821.0 $8K — +279.0 +51.5% $9.64 —
4869 DVYE ISHARES INC — 230.0 $8K — — — $34.38 -0.5%
4870 FUNC FIRST UTD CORP Financial Services 215.0 $8K — +16.0 +8.0% $36.64 +18.1%
4871 — CHIPMOS TECHNOLOGIES INC — 220.0 $8K — +120.0 +120.0% $35.78 —
4872 SPVM INVESCO EXCHANGE TRADED FD T — 114.0 $8K — NEW — $68.90 +6.8%
4873 MKOR MATTHEWS ASIA FDS — 179.0 $8K — — — $43.63 +46.5%
4874 IMNM IMMUNOME INC Healthcare 357.0 $8K — +15.0 +4.4% $21.87 -2.1%
4875 RMNI RIMINI STR INC DEL Technology 2,370.0 $8K — +698.0 +41.8% $3.28 +28.7%
4876 — SOUTH BOW CORP — 233.0 $8K — -97.0 -29.4% $33.32 —
4877 CGHM CAPITAL GRP FIXED INCM ETF T — 305.0 $8K — +16.0 +5.5% $25.32 -4.0%
4878 GLAD GLADSTONE CAP CORP Financial Services 444.0 $8K — -2K -77.6% $17.35 +11.6%
4879 SUNS SUNRISE RLTY TR INC Real Estate 1,004.0 $8K — +698.0 +228.1% $7.67 -6.3%
4880 BTG B2GOLD CORP Basic Materials 1,700.0 $8K — NEW — $4.53 +21.0%
Page 244 of 284  ·  5,671 positions

① Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.6%
Financial Services 18.9%
Healthcare 11.4%
Industrials 10.3%
Consumer Cyclical 9.6%
Consumer Defensive 6.1%
Communication Services 5.9%
Energy 4.5%
Utilities 3.0%
Basic Materials 2.0%