Portfolio (Quarterly) Guide ↗

Annex Advisory Services, LLC

· CIK 0001542287

13F Portfolio $5.9B AUM 356 positions Filed Jul 10, 2026 EDGAR ↗ ← All Funds

Q2 2026 Q1 2026 · All 27 New 122 Added 168 Reduced 46 Exited

Page 3 of 3 · 46 positions

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#	Ticker	Company	Sector	Shares	Value ↓	% Port	Status
41	PFE	PFIZER INC	Healthcare	6,907	$194K	0.00%	SOLD
42	TRIN	TRINITY CAP INC	Financial Services	12,227	$180K	0.00%	SOLD
43	GOF	GUGGENHEIM STRATEGIC OPPORTU	Financial Services	14,370	$158K	0.00%	SOLD
44	NUV	NUVEEN MUN VALUE FD INC	Financial Services	11,590	$104K	0.00%	SOLD
45	PFE CALL	PFIZER INC	Healthcare	1,500	$28K	0.00%	SOLD
46	—	WHEELS UP EXPERIENCE INC	—	18,471	$10K	—	SOLD

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Sector Allocation

Technology 30.9%

Financial Services 14.4%

Communication Services 10.9%

Consumer Cyclical 9.8%

Healthcare 7.8%

Energy 7.1%

Industrials 6.0%

Consumer Defensive 4.9%

Basic Materials 4.1%

Utilities 3.8%