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Portfolio (Quarterly) Guide ↗

Annex Advisory Services, LLC

· CIK 0001542287
13F Portfolio $5.3B AUM 375 positions Filed Apr 16, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 39 New 109 Added 172 Reduced 21 Exited
Page 19 of 19  ·  375 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
361 DGRW WISDOMTREE TR 2,355.0 $207K 0.00% $87.84 +9.2%
362 KLAC KLA CORP Technology 139.0 $205K 0.00% NEW $1472.41 -82.4%
363 ED CONSOLIDATED EDISON INC Utilities 1,807.0 $205K 0.00% NEW $113.21 -6.0%
364 OLED UNIVERSAL DISPLAY CORP Technology 2,202.0 $202K 0.00% $91.68 -3.0%
365 MGK VANGUARD WORLD FD 548.0 $201K 0.00% $367.44 -75.9%
366 FSCO FS CREDIT OPPORTUNITIES CORP Financial Services 38,724.0 $197K 0.00% $5.10 -3.3%
367 BLW BLACKROCK LTD DURATION INCOM Financial Services 15,407.0 $194K 0.00% $12.59 -2.7%
368 PFE PFIZER INC Healthcare 6,907.0 $194K 0.00% -2K -19.7% $28.08 -10.2%
369 QYLD GLOBAL X FDS 10,928.0 $187K 0.00% $17.15 +8.0%
370 TRIN TRINITY CAP INC Financial Services 12,227.0 $180K 0.00% $14.71 +14.4%
371 DNP DNP SELECT INCOME FD INC Financial Services 16,645.0 $171K 0.00% +2K +16.6% $10.30 +3.8%
372 GOF GUGGENHEIM STRATEGIC OPPORTU Financial Services 14,370.0 $158K 0.00% -801.0 -5.3% $11.02 -2.7%
373 NUV NUVEEN MUN VALUE FD INC Financial Services 11,590.0 $104K 0.00% $8.99 +1.9%
374 PFE CALL PFIZER INC Healthcare 1,500.0 $28K 0.00% NEW $18.86 +33.7%
375 WHEELS UP EXPERIENCE INC 18,471.0 $10K $0.52
Page 19 of 19  ·  375 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 30.1%
Financial Services 14.0%
Communication Services 13.0%
Consumer Cyclical 12.6%
Healthcare 8.4%
Energy 6.5%
Industrials 4.4%
Consumer Defensive 3.7%
Basic Materials 3.6%
Utilities 3.5%