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Portfolio (Quarterly) Guide ↗

Regal Investment Advisors LLC

· CIK 0001559789
13F Portfolio $1.7B AUM 653 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 97 New 286 Added 207 Reduced 28 Exited
Page 10 of 15  ·  286 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
181 TTEK TETRA TECH INC NEW Industrials 29,250.0 $881K 0.05% +10K +52.9% $30.12 -8.2%
182 FCX FREEPORT MCMORAN INC Basic Materials 14,666.0 $862K 0.05% +667.0 +4.8% $58.78 +5.5%
183 BP BP PLC Energy 18,275.0 $859K 0.05% +6K +44.2% $47.00 -5.6%
184 SPLV INVESCO EXCH TRADED FD TR II 11,743.0 $859K 0.05% +4K +43.5% $73.14 +1.3%
185 MGEE MGE ENERGY INC Utilities 11,106.0 $858K 0.05% +71.0 +0.6% $77.29 -1.6%
186 TFLO ISHARES TR 16,803.0 $851K 0.05% +2K +14.0% $50.63 -0.0%
187 MRSH MARSH & MCLENNAN COS INC Financial Services 4,832.0 $838K 0.05% +596.0 +14.1% $173.45 -5.4%
188 EWJ ISHARES INC 9,849.0 $832K 0.05% +2K +21.6% $84.44 +8.5%
189 ORLY OREILLY AUTOMOTIVE INC Consumer Cyclical 8,844.0 $816K 0.05% +63.0 +0.7% $92.32 -0.6%
190 NVS NOVARTIS AG Healthcare 5,322.0 $813K 0.05% +272.0 +5.4% $152.76 -0.5%
191 UPS UNITED PARCEL SVCS INC Industrials 8,256.0 $812K 0.05% +578.0 +7.5% $98.38 +2.7%
192 SYSB ISHARES TR 8,848.0 $787K 0.04% +277.0 +3.2% $89.00 -0.9%
193 CGGR CAPITAL GROUP GROWTH ETF 19,368.0 $778K 0.04% +5K +39.5% $40.19 +14.6%
194 SOXX ISHARES TR 2,349.0 $772K 0.04% +562.0 +31.4% $328.69 +63.5%
195 SNY SANOFI SA Healthcare 15,971.0 $769K 0.04% +4K +32.3% $48.18 -8.1%
196 BTI BRITISH AMERN TOB PLC Consumer Defensive 13,152.0 $769K 0.04% +904.0 +7.4% $58.47 +11.8%
197 VGK VANGUARD INTL EQUITY INDEX F 9,199.0 $758K 0.04% +2K +29.3% $82.43 +7.3%
198 MOAT VANECK ETF TRUST 7,834.0 $758K 0.04% +608.0 +8.4% $96.70 +5.7%
199 TAK TAKEDA PHARMACEUTICAL CO LTD Healthcare 40,802.0 $756K 0.04% +12K +42.2% $18.52 -12.3%
200 PULS PGIM ETF TR 15,248.0 $755K 0.04% +143.0 +0.9% $49.50 +0.4%
Page 10 of 15  ·  286 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 21.9%
Technology 20.5%
Healthcare 13.6%
Consumer Defensive 10.1%
Industrials 7.4%
Energy 7.4%
Communication Services 6.6%
Consumer Cyclical 6.0%
Utilities 4.0%
Basic Materials 1.8%