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Portfolio (Quarterly) Guide ↗

Regal Investment Advisors LLC

· CIK 0001559789
13F Portfolio $1.7B AUM 653 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 97 New 286 Added 207 Reduced 28 Exited
Page 11 of 15  ·  286 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
201 CGBL CAPITAL GROUP CORE BALANCED 21,674.0 $746K 0.04% +6K +42.5% $34.41 +7.9%
202 AIRR FIRST TR EXCHANGE TRADED FD 6,657.0 $738K 0.04% +698.0 +11.7% $110.79 +12.9%
203 TIP ISHARES TR 6,559.0 $724K 0.04% +55.0 +0.8% $110.36 +0.0%
204 BNDX VANGUARD CHARLOTTE FDS 14,991.0 $720K 0.04% +1K +7.5% $48.05 +0.0%
205 MOS MOSAIC CO Basic Materials 28,135.0 $717K 0.04% +11K +66.9% $25.50 -11.7%
206 IMCG ISHARES TR 8,947.0 $705K 0.04% +707.0 +8.6% $78.77 +16.0%
207 COIN COINBASE GLOBAL INC Financial Services 3,907.0 $682K 0.04% +389.0 +11.1% $174.61 +5.9%
208 O REALTY INCOME CORP Real Estate 11,100.0 $679K 0.04% +3K +33.7% $61.18 +1.4%
209 VRSK VERISK ANALYTICS INC Industrials 3,497.0 $664K 0.04% +1K +51.0% $189.76 -9.8%
210 CGCV CAPITAL GROUP CONSERVATIVE E 22,184.0 $661K 0.04% +3K +13.5% $29.81 +7.9%
211 ETN EATON CORP PLC Industrials 1,817.0 $650K 0.04% +33.0 +1.9% $357.76 +9.4%
212 CB CHUBB LTD SWITZ Financial Services 1,990.0 $648K 0.04% +129.0 +6.9% $325.87 +0.6%
213 ICLO INVESCO ACTIVELY MANAGED EXC 25,236.0 $644K 0.04% +2K +10.0% $25.51 -0.0%
214 GCOR GOLDMAN SACHS ETF TR 15,409.0 $637K 0.04% +267.0 +1.8% $41.32 -1.1%
215 NOBL PROSHARES TR 5,937.0 $629K 0.04% +39.0 +0.7% $106.02 +1.7%
216 ITB ISHARES TR 6,876.0 $623K 0.04% +48.0 +0.7% $90.55 +0.5%
217 MDU MDU RES GROUP INC Industrials 29,812.0 $618K 0.04% +8K +36.8% $20.72 +6.9%
218 UNILEVER PLC 10,841.0 $618K 0.04% +2K +20.3% $56.97
219 JVAL J P MORGAN EXCHANGE TRADED F 12,441.0 $608K 0.04% +364.0 +3.0% $48.86 +14.7%
220 VEEV VEEVA SYS INC Healthcare 3,459.0 $608K 0.04% +697.0 +25.2% $175.66 -8.8%
Page 11 of 15  ·  286 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 21.9%
Technology 20.5%
Healthcare 13.6%
Consumer Defensive 10.1%
Industrials 7.4%
Energy 7.4%
Communication Services 6.6%
Consumer Cyclical 6.0%
Utilities 4.0%
Basic Materials 1.8%