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Portfolio (Quarterly) Guide ↗

Regal Investment Advisors LLC

· CIK 0001559789
13F Portfolio $1.7B AUM 653 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 97 New 286 Added 207 Reduced 28 Exited
Page 12 of 15  ·  286 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
221 BUNGE GLOBAL SA 4,768.0 $606K 0.04% +982.0 +25.9% $127.20
222 FIW FIRST TR EXCHANGE-TRADED FD 5,867.0 $605K 0.04% +224.0 +4.0% $103.12 -0.9%
223 RKLB ROCKET LAB CORP Industrials 9,298.0 $597K 0.03% +4K +63.1% $64.22 +111.4%
224 FDX FEDEX CORP Industrials 1,612.0 $574K 0.03% +127.0 +8.6% $356.26 +10.6%
225 IYR ISHARES TR 5,706.0 $540K 0.03% +140.0 +2.5% $94.56 +8.6%
226 FNDX SCHWAB STRATEGIC TR 19,175.0 $534K 0.03% +1K +5.8% $27.85 +10.7%
227 EOT EATON VANCE NATL MUN OPPORT Financial Services 30,702.0 $526K 0.03% +4K +16.2% $17.12 -2.3%
228 CGDG CAPITAL GROUP DIVIDEND GROWE 14,638.0 $526K 0.03% +7K +92.9% $35.90 +4.5%
229 AOA ISHARES TR 5,886.0 $521K 0.03% +399.0 +7.3% $88.49 +9.3%
230 PPA INVESCO EXCHANGE TRADED FD T 3,108.0 $515K 0.03% +954.0 +44.3% $165.70 +2.7%
231 PSMT PRICESMART INC Consumer Defensive 3,413.0 $514K 0.03% +305.0 +9.8% $150.50 +9.4%
232 PI IMPINJ INC Technology 4,974.0 $511K 0.03% +277.0 +5.9% $102.70 +45.8%
233 SPHD INVESCO EXCH TRADED FD TR II 10,229.0 $507K 0.03% +100.0 +1.0% $49.61 +1.7%
234 USIG ISHARES TR 9,816.0 $503K 0.03% +86.0 +0.9% $51.23 -0.4%
235 ANET ARISTA NETWORKS INC Technology 4,078.0 $501K 0.03% +25.0 +0.6% $122.77 +25.5%
236 MAGS LISTED FDS TR 8,524.0 $494K 0.03% +126.0 +1.5% $57.94 +19.7%
237 FITB FIFTH THIRD BANCORP Financial Services 10,370.0 $482K 0.03% +2K +22.7% $46.46 +6.5%
238 DVYE ISHARES INC 13,842.0 $476K 0.03% +2K +17.4% $34.38 -0.4%
239 DGRO ISHARES TR 6,553.0 $460K 0.03% +730.0 +12.5% $70.18 +6.7%
240 GSK GSK PLC Healthcare 8,222.0 $454K 0.03% +942.0 +12.9% $55.19 -6.9%
Page 12 of 15  ·  286 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 21.9%
Technology 20.5%
Healthcare 13.6%
Consumer Defensive 10.1%
Industrials 7.4%
Energy 7.4%
Communication Services 6.6%
Consumer Cyclical 6.0%
Utilities 4.0%
Basic Materials 1.8%