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Portfolio (Quarterly) Guide ↗

Regal Investment Advisors LLC

· CIK 0001559789
13F Portfolio $1.7B AUM 653 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 97 New 286 Added 207 Reduced 28 Exited
Page 14 of 15  ·  286 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
261 CLSE TRUST FOR PROFESSIONAL MANAG 12,235.0 $344K 0.02% +545.0 +4.7% $28.14 +17.1%
262 NZF NUVEEN MUN CR INCOME FD Financial Services 27,939.0 $340K 0.02% +8K +42.4% $12.18 +1.2%
263 BKLN INVESCO EXCH TRADED FD TR II 16,582.0 $338K 0.02% +1K +8.4% $20.41 +0.3%
264 FIXD FIRST TR EXCHNG TRADED FD VI 7,694.0 $335K 0.02% +526.0 +7.3% $43.59 -0.5%
265 CGDV CAPITAL GROUP DIVIDEND VALUE 7,684.0 $327K 0.02% +275.0 +3.7% $42.54 +12.8%
266 SYK STRYKER CORPORATION Healthcare 945.0 $311K 0.02% +66.0 +7.5% $328.60 -3.7%
267 QYLD GLOBAL X FDS 17,874.0 $307K 0.02% +3K +22.6% $17.15 +4.3%
268 LNT ALLIANT ENERGY CORP Utilities 4,157.0 $298K 0.02% +31.0 +0.8% $71.76 +3.0%
269 CLF CLEVELAND-CLIFFS INC NEW Basic Materials 35,257.0 $298K 0.02% +9K +33.5% $8.45 +32.9%
270 THYF T ROWE PRICE ETF INC 5,834.0 $298K 0.02% +227.0 +4.0% $51.01 +1.5%
271 VDC VANGUARD WORLD FD 1,301.0 $292K 0.02% +76.0 +6.2% $224.54 +2.3%
272 CL COLGATE PALMOLIVE CO Consumer Defensive 3,399.0 $290K 0.02% +92.0 +2.8% $85.22 +6.3%
273 ANNALY CAPITAL MANAGEMENT IN 13,469.0 $285K 0.02% +3K +29.2% $21.15
274 XMAR FIRST TR EXCHNG TRADED FD VI 6,934.0 $281K 0.02% +157.0 +2.3% $40.49 +4.8%
275 KBWB INVESCO EXCH TRADED FD TR II 3,518.0 $278K 0.02% +305.0 +9.5% $79.11 +9.4%
276 ARCO ARCOS DORADOS HLDGS INC Consumer Cyclical 29,413.0 $243K 0.01% +9K +46.8% $8.25 +6.1%
277 FSI FLEXIBLE SOLUTIONS INTL INC Basic Materials 43,185.0 $233K 0.01% +8K +23.5% $5.40 +22.0%
278 CRM SALESFORCE INC Technology 1,177.0 $220K 0.01% +184.0 +18.5% $186.68 -3.5%
279 SMR NUSCALE PWR CORP Utilities 19,522.0 $212K 0.01% +4K +29.2% $10.84 +5.2%
280 MIY BLACKROCK MUNIYIELD MICH QU Financial Services 17,379.0 $206K 0.01% +4K +28.4% $11.88 +1.1%
Page 14 of 15  ·  286 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 21.9%
Technology 20.5%
Healthcare 13.6%
Consumer Defensive 10.1%
Industrials 7.4%
Energy 7.4%
Communication Services 6.6%
Consumer Cyclical 6.0%
Utilities 4.0%
Basic Materials 1.8%