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Portfolio (Quarterly) Guide ↗

Regal Investment Advisors LLC

· CIK 0001559789
13F Portfolio $1.7B AUM 653 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 97 New 286 Added 207 Reduced 28 Exited
Page 4 of 15  ·  286 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 SHV ISHARES TR 42,511.0 $4.7M 0.27% +27K +175.9% $110.39 -0.1%
62 IVOL KRANESHARES TRUST 247,126.0 $4.6M 0.27% +6K +2.6% $18.71 -4.4%
63 AEP AMERICAN ELEC PWR CO INC Utilities 35,124.0 $4.6M 0.27% +2K +5.6% $131.08 +0.4%
64 VSS VANGUARD INTL EQUITY INDEX F 30,961.0 $4.5M 0.26% +577.0 +1.9% $145.79 +9.3%
65 FLTB FIDELITY MERRIMACK STR TR 87,579.0 $4.4M 0.25% +3K +3.8% $50.27 -0.2%
66 ODFL OLD DOMINION FREIGHT LINE IN Industrials 21,515.0 $4.2M 0.24% +234.0 +1.1% $195.40 +7.7%
67 VWOB VANGUARD WHITEHALL FDS 63,860.0 $4.2M 0.24% +1K +2.0% $65.69 +0.9%
68 JNK SPDR SERIES TRUST 42,582.0 $4.1M 0.23% +629.0 +1.5% $95.72 +0.6%
69 TOL TOLL BROTHERS INC Consumer Cyclical 29,054.0 $4.0M 0.23% +243.0 +0.8% $136.47 -1.6%
70 SDVY FIRST TR EXCHANGE TRADED FD 100,055.0 $3.9M 0.23% +16K +18.8% $39.43 +5.4%
71 QQQM INVESCO EXCH TRADED FD TR II 16,573.0 $3.9M 0.23% +3K +19.8% $237.62 +24.3%
72 TSM TAIWAN SEMICONDUCTOR MANUFAC Technology 11,630.0 $3.9M 0.23% +2K +19.1% $337.96 +19.7%
73 SPMO INVESCO EXCH TRADED FD TR II 34,726.0 $3.9M 0.23% +16K +84.5% $112.11 +29.3%
74 ENTERGY CORP NEW 32,453.0 $3.6M 0.21% +5K +18.0% $112.36
75 DRSK ETF SER SOLUTIONS 132,649.0 $3.6M 0.21% +6K +5.1% $27.33 +6.7%
76 RSP INVESCO EXCHANGE TRADED FD T 18,478.0 $3.5M 0.20% +1K +7.9% $191.91 +7.6%
77 VB VANGUARD INDEX FDS 13,071.0 $3.4M 0.20% +3K +26.7% $261.90 +10.4%
78 LLY ELI LILLY & CO Healthcare 3,710.0 $3.4M 0.20% +324.0 +9.6% $919.67 +15.8%
79 META META PLATFORMS INC Communication Services 5,897.0 $3.4M 0.20% +675.0 +12.9% $572.14 +6.7%
80 MRK MERCK & CO INC Healthcare 26,860.0 $3.2M 0.19% +443.0 +1.7% $120.29 +1.8%
Page 4 of 15  ·  286 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 21.9%
Technology 20.5%
Healthcare 13.6%
Consumer Defensive 10.1%
Industrials 7.4%
Energy 7.4%
Communication Services 6.6%
Consumer Cyclical 6.0%
Utilities 4.0%
Basic Materials 1.8%