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Portfolio (Quarterly) Guide ↗

Regal Investment Advisors LLC

· CIK 0001559789
13F Portfolio $1.7B AUM 653 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 97 New 286 Added 207 Reduced 28 Exited
Page 5 of 15  ·  286 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 IDUB ETF SER SOLUTIONS 128,969.0 $3.2M 0.18% +3K +2.3% $24.67 +10.8%
82 VYM VANGUARD WHITEHALL FDS 21,117.0 $3.1M 0.18% +6K +37.4% $148.10 +7.2%
83 XLP SELECT SECTOR SPDR TR 37,491.0 $3.1M 0.18% +2K +6.8% $81.98 +3.4%
84 XLI SELECT SECTOR SPDR TR 18,319.0 $3.0M 0.17% +645.0 +3.6% $161.73 +6.2%
85 XLV SELECT SECTOR SPDR TR 20,206.0 $3.0M 0.17% +791.0 +4.1% $146.61 +2.2%
86 CEG CONSTELLATION ENERGY CORP Utilities 10,454.0 $2.9M 0.17% +5K +79.3% $279.24 +5.3%
87 FIS FIDELITY NATL INFORMATION SV Technology 60,205.0 $2.8M 0.16% +3K +6.0% $46.91 -7.1%
88 LRCX LAM RESEARCH CORP Technology 13,192.0 $2.8M 0.16% +545.0 +4.3% $213.66 +42.9%
89 BIL SPDR SERIES TRUST 30,752.0 $2.8M 0.16% +13K +76.5% $91.64 -0.1%
90 BLDR BUILDERS FIRSTSOURCE INC Industrials 34,138.0 $2.8M 0.16% +420.0 +1.2% $82.33 -9.9%
91 STIP ISHARES TR 25,896.0 $2.7M 0.15% +698.0 +2.8% $103.43 -0.1%
92 XLC SELECT SECTOR SPDR TR 24,116.0 $2.7M 0.15% +236.0 +1.0% $110.86 +4.2%
93 V VISA INC Financial Services 8,836.0 $2.7M 0.15% +3K +46.0% $302.25 +8.8%
94 BROWN FORMAN CORP 100,562.0 $2.7M 0.15% +50K +99.3% $26.44
95 FDS FACTSET RESH SYS INC Financial Services 12,207.0 $2.6M 0.15% +5K +63.2% $216.98 +6.9%
96 SMH VANECK ETF TRUST 6,902.0 $2.6M 0.15% +143.0 +2.1% $383.40 +50.3%
97 JBND J P MORGAN EXCHANGE TRADED F 48,779.0 $2.6M 0.15% +7K +16.3% $53.77 -1.0%
98 JEPI J P MORGAN EXCHANGE TRADED F 46,168.0 $2.6M 0.15% +362.0 +0.8% $56.68 -0.6%
99 GIGB GOLDMAN SACHS ETF TR 55,440.0 $2.5M 0.15% +22K +66.4% $45.80 -0.3%
100 USMV ISHARES TR 27,174.0 $2.5M 0.14% +650.0 +2.5% $92.74 +4.5%
Page 5 of 15  ·  286 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 21.9%
Technology 20.5%
Healthcare 13.6%
Consumer Defensive 10.1%
Industrials 7.4%
Energy 7.4%
Communication Services 6.6%
Consumer Cyclical 6.0%
Utilities 4.0%
Basic Materials 1.8%