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Portfolio (Quarterly) Guide ↗

Regal Investment Advisors LLC

· CIK 0001559789
13F Portfolio $1.7B AUM 653 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 97 New 286 Added 207 Reduced 28 Exited
Page 1 of 5  ·  97 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 BLACKROCK ETF TRUST 175,232.0 $5.7M 0.33% NEW $32.72
2 BLCR BLACKROCK ETF TRUST 135,895.0 $5.6M 0.32% NEW $41.06 +20.9%
3 ZM ZOOM COMMUNICATIONS INC Technology 27,762.0 $2.2M 0.13% NEW $80.39 +31.4%
4 IVLU ISHARES TR 44,027.0 $1.7M 0.10% NEW $39.68 +7.5%
5 SPYI NEOS ETF TRUST 31,462.0 $1.6M 0.09% NEW $49.37 +8.1%
6 MAR MARRIOTT INTL INC NEW Consumer Cyclical 4,227.0 $1.4M 0.08% NEW $327.03 +12.9%
7 IGE ISHARES TR 16,635.0 $1.0M 0.06% NEW $62.94 -2.1%
8 XTL SPDR SERIES TRUST 5,298.0 $996K 0.06% NEW $188.06 +24.3%
9 FTSM FIRST TR EXCHANGE-TRADED FD 15,749.0 $941K 0.05% NEW $59.78 +0.3%
10 XLB SELECT SECTOR SPDR TR 15,718.0 $785K 0.04% NEW $49.97 +0.6%
11 HEGD LISTED FDS TR 30,476.0 $753K 0.04% NEW $24.70 +8.1%
12 VLUE ISHARES TR 4,893.0 $696K 0.04% NEW $142.18 +31.8%
13 BE BLOOM ENERGY CORP Industrials 5,062.0 $686K 0.04% NEW $135.49 +123.3%
14 CVSB MORGAN STANLEY ETF TRUST 12,258.0 $620K 0.04% NEW $50.61 +0.3%
15 BMRN BIOMARIN PHARMACEUTICAL INC Healthcare 10,592.0 $598K 0.04% NEW $56.49 -4.2%
16 SGOV ISHARES TR 5,612.0 $565K 0.03% NEW $100.66 -0.0%
17 JAAA JANUS DETROIT STR TR 11,048.0 $557K 0.03% NEW $50.37 +0.6%
18 DRS LEONARDO DRS INC Industrials 11,650.0 $519K 0.03% NEW $44.52 +0.9%
19 SPDW SPDR INDEX SHS FDS 11,016.0 $503K 0.03% NEW $45.65 +10.0%
20 CGGO CAPITAL GROUP GBL GROWTH EQT 14,583.0 $487K 0.03% NEW $33.37 +18.0%
Page 1 of 5  ·  97 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 21.9%
Technology 20.5%
Healthcare 13.6%
Consumer Defensive 10.1%
Industrials 7.4%
Energy 7.4%
Communication Services 6.6%
Consumer Cyclical 6.0%
Utilities 4.0%
Basic Materials 1.8%