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Portfolio (Quarterly) Guide ↗

Regal Investment Advisors LLC

· CIK 0001559789
13F Portfolio $1.7B AUM Filed Feb 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 584 New
Page 12 of 30  ·  584 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
221 BIL SPDR SERIES TRUST 17,421.0 $1.6M 0.10% NEW $91.38 +0.2%
222 XYLD GLOBAL X FDS 39,081.0 $1.6M 0.10% NEW $40.63 -0.5%
223 HYMB SPDR SERIES TRUST 63,263.0 $1.6M 0.09% NEW $24.94 +0.1%
224 DVY ISHARES TR 11,129.0 $1.6M 0.09% NEW $141.15 +10.4%
225 ETF SER SOLUTIONS 58,334.0 $1.6M 0.09% NEW $26.71
226 MS MORGAN STANLEY Financial Services 8,717.0 $1.5M 0.09% NEW $177.53 +13.2%
227 GIGB GOLDMAN SACHS ETF TR 33,318.0 $1.5M 0.09% NEW $46.25 -1.3%
228 UNH UNITEDHEALTH GROUP INC Healthcare 4,567.0 $1.5M 0.09% NEW $330.13 +17.7%
229 CME CME GROUP INC Financial Services 5,426.0 $1.5M 0.09% NEW $273.09 +6.6%
230 EXPE EXPEDIA GROUP INC Consumer Cyclical 5,176.0 $1.5M 0.09% NEW $283.31 -24.2%
231 PRU PRUDENTIAL FINL INC Financial Services 12,984.0 $1.5M 0.09% NEW $112.88 -7.8%
232 ACN ACCENTURE PLC IRELAND Technology 5,190.0 $1.4M 0.08% NEW $268.29 -33.2%
233 FXU FIRST TR EXCHANGE TRADED FD 30,646.0 $1.4M 0.08% NEW $45.01 +8.6%
234 SPGI S&P GLOBAL INC Financial Services 2,604.0 $1.4M 0.08% NEW $522.53 -20.1%
235 EQWL INVESCO EXCHANGE TRADED FD T 11,501.0 $1.4M 0.08% NEW $118.16 +7.3%
236 APH AMPHENOL CORP NEW Technology 9,933.0 $1.3M 0.08% NEW $135.14 -2.3%
237 IWM ISHARES TR 5,444.0 $1.3M 0.08% NEW $246.18 +15.8%
238 DSI ISHARES TR 10,236.0 $1.3M 0.08% NEW $128.82 +9.7%
239 FIRST TR EXCHANGE TRADED FD 55,681.0 $1.3M 0.08% NEW $23.62
240 BROWN FORMAN CORP 50,458.0 $1.3M 0.08% NEW $26.06
Page 12 of 30  ·  584 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 23.4%
Financial Services 23.0%
Healthcare 13.8%
Consumer Defensive 9.4%
Industrials 7.0%
Consumer Cyclical 6.4%
Communication Services 6.0%
Energy 5.3%
Utilities 3.4%
Basic Materials 1.7%