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Portfolio (Quarterly) Guide ↗

Regal Investment Advisors LLC

· CIK 0001559789
13F Portfolio $1.7B AUM 653 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 97 New 286 Added 207 Reduced 28 Exited
Page 2 of 5  ·  97 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 LMUB ISHARES TR 9,360.0 $467K 0.03% NEW $49.93 +0.1%
22 DBEF DBX ETF TR 9,351.0 $462K 0.03% NEW $49.40 +6.9%
23 RYLD GLOBAL X FDS 29,475.0 $441K 0.03% NEW $14.95 +4.3%
24 DMXF ISHARES TR 5,411.0 $408K 0.02% NEW $75.45 +10.0%
25 CRDO CREDO TECHNOLOGY GROUP HOLDI Technology 4,340.0 $407K 0.02% NEW $93.87 +132.7%
26 PCAR PACCAR INC Industrials 3,420.0 $395K 0.02% NEW $115.50 -5.3%
27 RDVY FIRST TR EXCHANGE TRADED FD 5,741.0 $392K 0.02% NEW $68.28 +10.2%
28 MFS ACTIVE EXCHANGE TRADED F 14,515.0 $388K 0.02% NEW $26.73
29 CGNG CAPITAL GROUP NEW GEOGRAPHY 11,383.0 $359K 0.02% NEW $31.57 +12.6%
30 OKLO OKLO INC Utilities 7,120.0 $353K 0.02% NEW $49.59 +32.8%
31 VLO VALERO ENERGY CORP Energy 1,322.0 $327K 0.02% NEW $247.17 -0.1%
32 DOW DOW HLDGS INC Basic Materials 7,660.0 $319K 0.02% NEW $41.65 -13.5%
33 SUN SUNOCO LP/SUNOCO FIN CORP Energy 4,871.0 $316K 0.02% NEW $64.97 +8.2%
34 HYS PIMCO ETF TR 3,292.0 $307K 0.02% NEW $93.26 +0.2%
35 VFMV VANGUARD WELLINGTON FD 2,234.0 $298K 0.02% NEW $133.23 +6.7%
36 MFS ACTIVE EXCHANGE TRADED F 9,995.0 $297K 0.02% NEW $29.72
37 XMMO INVESCO EXCHANGE TRADED FD T 2,004.0 $291K 0.02% NEW $145.02 +13.6%
38 IYE ISHARES TR 4,447.0 $288K 0.02% NEW $64.77 -2.8%
39 BSCS INVESCO EXCH TRD SLF IDX FD 13,826.0 $282K 0.02% NEW $20.42 -0.4%
40 EVIM MORGAN STANLEY ETF TRUST 5,360.0 $282K 0.02% NEW $52.55 +0.1%
Page 2 of 5  ·  97 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 21.9%
Technology 20.5%
Healthcare 13.6%
Consumer Defensive 10.1%
Industrials 7.4%
Energy 7.4%
Communication Services 6.6%
Consumer Cyclical 6.0%
Utilities 4.0%
Basic Materials 1.8%