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Portfolio (Quarterly) Guide ↗

Regal Investment Advisors LLC

· CIK 0001559789
13F Portfolio $1.7B AUM 653 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 97 New 286 Added 207 Reduced 28 Exited
Page 4 of 5  ·  97 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 GLTR ABRDN PRECIOUS METALS BASKET Financial Services 1,086.0 $238K 0.01% NEW $218.72 -2.7%
62 ET ENERGY TRANSFER L P Energy 12,262.0 $237K 0.01% NEW $19.30 +4.0%
63 GEM GOLDMAN SACHS ETF TR 5,441.0 $235K 0.01% NEW $43.20 +15.5%
64 FQAL FIDELITY COVINGTON TRUST 3,236.0 $235K 0.01% NEW $72.60 +11.1%
65 TIPX SPDR SERIES TRUST 12,240.0 $235K 0.01% NEW $19.19 -0.5%
66 IEV ISHARES TR 3,415.0 $232K 0.01% NEW $67.94 +7.0%
67 ALLW SSGA ACTIVE TR 8,005.0 $231K 0.01% NEW $28.85 +3.5%
68 BLACKROCK ETF TRUST 4,161.0 $230K 0.01% NEW $55.29
69 DFEB FIRST TR EXCHNG TRADED FD VI 4,825.0 $229K 0.01% NEW $47.37 +6.0%
70 PDI PIMCO DYNAMIC INCOME FD Financial Services 13,335.0 $228K 0.01% NEW $17.11 -2.9%
71 JCI JOHNSON CONTROLS INTERNATION Industrials 1,731.0 $227K 0.01% NEW $130.94 +5.7%
72 AZN ASTRAZENECA PLC Healthcare 1,146.0 $226K 0.01% NEW $197.24 -5.2%
73 JKHY HENRY JACK & ASSOC INC Technology 1,409.0 $223K 0.01% NEW $158.05 -11.3%
74 IVOV VANGUARD ADMIRAL FDS INC 2,178.0 $222K 0.01% NEW $101.95 +6.5%
75 AMT AMERICAN TOWER CORP Real Estate 1,287.0 $222K 0.01% NEW $172.52 +6.6%
76 MT ARCELORMITTAL SA LUXEMBOURG Basic Materials 4,262.0 $222K 0.01% NEW $51.98 +27.1%
77 VIGI VANGUARD WHITEHALL FDS 2,497.0 $221K 0.01% NEW $88.46 +6.1%
78 IWR ISHARES TR 2,261.0 $220K 0.01% NEW $97.22 +9.0%
79 CSX CSX CORP Industrials 5,351.0 $220K 0.01% NEW $41.05 +10.9%
80 GILD GILEAD SCIENCES INC Healthcare 1,573.0 $219K 0.01% NEW $139.39 -3.6%
Page 4 of 5  ·  97 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 21.9%
Technology 20.5%
Healthcare 13.6%
Consumer Defensive 10.1%
Industrials 7.4%
Energy 7.4%
Communication Services 6.6%
Consumer Cyclical 6.0%
Utilities 4.0%
Basic Materials 1.8%