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Portfolio (Quarterly) Guide ↗

Regal Investment Advisors LLC

· CIK 0001559789
13F Portfolio $1.7B AUM 653 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 97 New 286 Added 207 Reduced 28 Exited
Page 10 of 11  ·  207 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
181 IEI ISHARES TR 2,322.0 $275K 0.02% -4K -65.6% $118.58 -1.2%
182 PFG PRINCIPAL FINANCIAL GROUP IN Financial Services 3,036.0 $274K 0.02% -178.0 -5.5% $90.11 +15.2%
183 FFLC FIDELITY COVINGTON TRUST 5,319.0 $273K 0.02% -1K -20.7% $51.29 +13.4%
184 MMT MFS MULTIMARKET INCOME TR Financial Services 58,883.0 $272K 0.02% -8K -12.4% $4.62 -2.8%
185 VGIT VANGUARD SCOTTSDALE FDS 4,559.0 $271K 0.02% -660.0 -12.7% $59.55 -1.4%
186 PDX PIMCO DYNAMIC INCOME STRATEG Financial Services 12,206.0 $269K 0.02% -683.0 -5.3% $22.06 -1.4%
187 FNDA SCHWAB STRATEGIC TR 8,216.0 $266K 0.01% -79.0 -0.9% $32.43 +10.1%
188 SIVR ABRDN SILVER ETF TRUST Financial Services 3,679.0 $263K 0.01% -2K -32.8% $71.61 +0.3%
189 TIDAL TRUST II 8,769.0 $263K 0.01% -147.0 -1.6% $29.99
190 FYLD CAMBRIA ETF TR 6,925.0 $259K 0.01% -786.0 -10.2% $37.34 +3.0%
191 ICVT ISHARES TR 2,523.0 $257K 0.01% -3K -53.4% $101.81 +16.3%
192 GIS GENERAL MILLS INC Consumer Defensive 6,860.0 $255K 0.01% -353.0 -4.9% $37.22 -9.5%
193 FLBL FRANKLIN TEMPLETON ETF TR 11,035.0 $254K 0.01% -4K -25.9% $23.00 +0.3%
194 ADBE ADOBE INC Technology 1,044.0 $254K 0.01% -2K -59.2% $243.08 +0.7%
195 JEPQ J P MORGAN EXCHANGE TRADED F 4,440.0 $247K 0.01% -981.0 -18.1% $55.52 +8.4%
196 SCHA SCHWAB STRATEGIC TR 7,897.0 $230K 0.01% -2K -17.9% $29.08 +14.6%
197 PPLT ABRDN PLATINUM ETF TRUST Financial Services 1,281.0 $228K 0.01% -568.0 -30.7% $178.23 -90.2%
198 PGR PROGRESSIVE CORP Financial Services 1,136.0 $225K 0.01% -35.0 -3.0% $198.26 +0.6%
199 ISHARES TR 9,730.0 $223K 0.01% -12K -54.4% $22.92
200 BSCR INVESCO EXCH TRD SLF IDX FD 11,212.0 $220K 0.01% -1K -8.4% $19.63 -0.1%
Page 10 of 11  ·  207 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 21.9%
Technology 20.5%
Healthcare 13.6%
Consumer Defensive 10.1%
Industrials 7.4%
Energy 7.4%
Communication Services 6.6%
Consumer Cyclical 6.0%
Utilities 4.0%
Basic Materials 1.8%