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Portfolio (Quarterly) Guide ↗

Regal Investment Advisors LLC

· CIK 0001559789
13F Portfolio $1.7B AUM 653 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 97 New 286 Added 207 Reduced 28 Exited
Page 4 of 11  ·  207 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 BAC BANK AMERICA CORP Financial Services 43,078.0 $2.1M 0.12% -938.0 -2.1% $48.75 +6.3%
62 HDV ISHARES TR 14,158.0 $1.9M 0.11% -1K -7.2% $135.72 -79.4%
63 IEUR ISHARES TR 26,104.0 $1.8M 0.11% -3K -10.8% $70.27 +7.4%
64 SLV ISHARES SILVER TR Financial Services 26,903.0 $1.8M 0.11% -5K -15.0% $68.14 +0.3%
65 CLX CLOROX CO DEL Consumer Defensive 17,417.0 $1.8M 0.10% -470.0 -2.6% $103.63 -8.2%
66 TCAF T ROWE PRICE ETF INC 48,371.0 $1.7M 0.10% -1K -2.5% $35.59 +13.6%
67 SHY ISHARES TR 20,699.0 $1.7M 0.10% -2K -9.3% $82.57 -0.5%
68 VTEB VANGUARD MUN BD FDS 33,236.0 $1.7M 0.10% -3K -7.3% $49.89 -0.0%
69 LOW LOWES COS INC Consumer Cyclical 6,913.0 $1.6M 0.09% -194.0 -2.7% $236.28 -9.0%
70 ADP AUTOMATIC DATA PROCESSING IN Industrials 8,018.0 $1.6M 0.09% -137.0 -1.7% $203.19 +10.9%
71 ACM AECOM Industrials 19,000.0 $1.6M 0.09% -349.0 -1.8% $84.82 -15.1%
72 AMGN AMGEN INC Healthcare 4,430.0 $1.6M 0.09% -579.0 -11.6% $351.87 -3.6%
73 DVY ISHARES TR 10,232.0 $1.5M 0.09% -897.0 -8.1% $151.41 +2.9%
74 BLACKROCK ETF TRUST 21,975.0 $1.5M 0.09% -3K -10.3% $70.14
75 AAAU GOLDMAN SACHS PHYSICAL GOLD Financial Services 31,417.0 $1.5M 0.08% -16K -33.3% $46.19 -3.8%
76 VGT VANGUARD WORLD FD 2,064.0 $1.4M 0.08% -60.0 -2.8% $697.83 -83.4%
77 CAT CATERPILLAR INC Industrials 2,019.0 $1.4M 0.08% -23.0 -1.1% $708.54 +24.2%
78 CRWD CROWDSTRIKE HLDGS INC Technology 3,422.0 $1.3M 0.08% -655.0 -16.1% $390.41 +69.9%
79 DIS DISNEY WALT CO Communication Services 13,814.0 $1.3M 0.08% -295.0 -2.1% $96.38 +6.9%
80 EQWL INVESCO EXCHANGE TRADED FD T 11,365.0 $1.3M 0.08% -136.0 -1.2% $115.24 +10.0%
Page 4 of 11  ·  207 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 21.9%
Technology 20.5%
Healthcare 13.6%
Consumer Defensive 10.1%
Industrials 7.4%
Energy 7.4%
Communication Services 6.6%
Consumer Cyclical 6.0%
Utilities 4.0%
Basic Materials 1.8%