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Portfolio (Quarterly) Guide ↗

Regal Investment Advisors LLC

· CIK 0001559789
13F Portfolio $1.7B AUM 653 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 97 New 286 Added 207 Reduced 28 Exited
Page 5 of 11  ·  207 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 PRU PRUDENTIAL FINL INC Financial Services 12,734.0 $1.2M 0.07% -250.0 -1.9% $97.69 +6.6%
82 TXN TEXAS INSTRS INC Technology 6,288.0 $1.2M 0.07% -875.0 -12.2% $194.14 +59.3%
83 NEE NEXTERA ENERGY INC Utilities 12,958.0 $1.2M 0.07% -653.0 -4.8% $92.88 -4.7%
84 CBOE CBOE GLOBAL MKTS INC Financial Services 4,274.0 $1.2M 0.07% -878.0 -17.0% $281.08 +27.1%
85 EMB ISHARES TR 12,467.0 $1.2M 0.07% -19K -59.8% $93.93 +1.3%
86 MU MICRON TECHNOLOGY INC Technology 3,404.0 $1.2M 0.07% -12K -78.4% $337.85 +122.3%
87 SHW SHERWIN WILLIAMS CO Basic Materials 3,501.0 $1.1M 0.07% -36.0 -1.0% $320.55 -3.6%
88 DSI ISHARES TR 9,164.0 $1.1M 0.06% -1K -10.5% $121.18 +16.6%
89 PSX PHILLIPS 66 Energy 6,017.0 $1.1M 0.06% -1K -18.7% $182.18 -2.5%
90 LVHI LEGG MASON ETF INVT 26,366.0 $1.1M 0.06% -2K -6.7% $40.54 +2.4%
91 KRYS KRYSTAL BIOTECH INC Healthcare 4,050.0 $1.0M 0.06% -310.0 -7.1% $258.32 +15.9%
92 QMAR FIRST TR EXCHNG TRADED FD VI 30,200.0 $1.0M 0.06% -3K -7.7% $33.62 +10.2%
93 FMDE FIDELITY COVINGTON TRUST 27,925.0 $1.0M 0.06% -804.0 -2.8% $35.96 +9.0%
94 MP MP MATERIALS CORP Basic Materials 20,596.0 $994K 0.06% -248.0 -1.2% $48.26 +33.6%
95 NFLX NETFLIX INC. Communication Services 9,963.0 $958K 0.06% -571.0 -5.4% $96.15 -7.9%
96 COP CONOCOPHILLIPS Energy 7,119.0 $940K 0.05% -385.0 -5.1% $132.00 -8.7%
97 EMXC ISHARES INC 11,891.0 $935K 0.05% -619.0 -5.0% $78.66 +21.5%
98 PM PHILIP MORRIS INTL INC Consumer Defensive 5,654.0 $935K 0.05% -864.0 -13.3% $165.34 +14.3%
99 RDVI FIRST TR EXCHANGE-TRADED FD 36,351.0 $929K 0.05% -1K -3.2% $25.55 +7.4%
100 KLAC KLA CORP Technology 623.0 $917K 0.05% -261.0 -29.5% $1472.62 +28.2%
Page 5 of 11  ·  207 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 21.9%
Technology 20.5%
Healthcare 13.6%
Consumer Defensive 10.1%
Industrials 7.4%
Energy 7.4%
Communication Services 6.6%
Consumer Cyclical 6.0%
Utilities 4.0%
Basic Materials 1.8%