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Portfolio (Quarterly) Guide ↗

Regal Investment Advisors LLC

· CIK 0001559789
13F Portfolio $1.7B AUM 653 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 97 New 286 Added 207 Reduced 28 Exited
Page 6 of 11  ·  207 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 ONEQ FIDELITY COMWLTH TR 10,618.0 $902K 0.05% -76.0 -0.7% $84.91 +22.2%
102 ALNY ALNYLAM PHARMACEUTICALS INC Healthcare 2,691.0 $890K 0.05% -23.0 -0.8% $330.90 -10.1%
103 PLD PROLOGIS INC. Real Estate 6,570.0 $868K 0.05% -1K -15.9% $132.17 +10.4%
104 SPG SIMON PPTY GROUP INC NEW Real Estate 4,611.0 $860K 0.05% -98.0 -2.1% $186.52 +9.6%
105 FBND FIDELITY MERRIMACK STR TR 18,743.0 $855K 0.05% -693.0 -3.6% $45.62 -0.5%
106 ZETA ZETA GLOBAL HOLDINGS CORP Technology 51,530.0 $820K 0.05% -1K -2.1% $15.92 +13.4%
107 ITOT ISHARES TR 5,754.0 $820K 0.05% -117.0 -2.0% $142.43 +14.4%
108 DIA STATE STR SPDR DOW JONES IND Financial Services 1,759.0 $815K 0.05% -88.0 -4.8% $463.11 +9.3%
109 WEC WEC ENERGY GROUP INC Utilities 6,996.0 $810K 0.05% -49.0 -0.7% $115.77 -2.0%
110 DIVI FRANKLIN TEMPLETON ETF TR 20,045.0 $798K 0.05% -176.0 -0.9% $39.81 +7.9%
111 ARKK ARK ETF TR 11,801.0 $798K 0.05% -872.0 -6.9% $67.59 +13.0%
112 SPHY SPDR SERIES TRUST 34,107.0 $795K 0.05% -10K -23.5% $23.32 +0.4%
113 SYY SYSCO CORP Consumer Defensive 11,060.0 $789K 0.05% -886.0 -7.4% $71.33 +7.0%
114 AGNC AGNC INVT CORP Real Estate 78,430.0 $787K 0.04% -8K -9.3% $10.03 +1.8%
115 ICSH ISHARES TR 15,207.0 $770K 0.04% -1K -6.7% $50.62 -0.1%
116 USXF ISHARES TR 13,866.0 $765K 0.04% -435.0 -3.0% $55.20 +20.2%
117 J P MORGAN EXCHANGE TRADED F 15,070.0 $763K 0.04% -1K -8.4% $50.61
118 BA BOEING CO Industrials 3,803.0 $757K 0.04% -160.0 -4.0% $199.05 +10.0%
119 QQXT FIRST TR EXCHANGE-TRADED FD 7,690.0 $751K 0.04% -515.0 -6.3% $97.62 +1.1%
120 TRPA HARTFORD FDS EXCHANGE TRADED 19,042.0 $738K 0.04% -6K -24.6% $38.75 +0.6%
Page 6 of 11  ·  207 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 21.9%
Technology 20.5%
Healthcare 13.6%
Consumer Defensive 10.1%
Industrials 7.4%
Energy 7.4%
Communication Services 6.6%
Consumer Cyclical 6.0%
Utilities 4.0%
Basic Materials 1.8%