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Portfolio (Quarterly) Guide ↗

Regal Investment Advisors LLC

· CIK 0001559789
13F Portfolio $1.7B AUM 653 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 97 New 286 Added 207 Reduced 28 Exited
Page 7 of 11  ·  207 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 MET METLIFE INC Financial Services 10,324.0 $730K 0.04% -246.0 -2.3% $70.72 +18.9%
122 IYH ISHARES TR 11,748.0 $724K 0.04% -276.0 -2.3% $61.64 +2.2%
123 ESGE ISHARES INC 15,814.0 $719K 0.04% -3K -14.1% $45.47 +15.5%
124 FDIS FIDELITY COVINGTON TRUST 7,696.0 $718K 0.04% -2K -19.8% $93.26 +9.9%
125 SCHQ SCHWAB STRATEGIC TR 21,400.0 $673K 0.04% -9K -29.2% $31.43 -2.3%
126 RING ISHARES INC 8,309.0 $656K 0.04% -496.0 -5.6% $78.98 -6.0%
127 EMLP FIRST TR EXCHANGE-TRADED FD 14,875.0 $649K 0.04% -300.0 -2.0% $43.66 +2.1%
128 F FORD MTR CO Consumer Cyclical 56,033.0 $647K 0.04% -3K -5.1% $11.54 +29.4%
129 GLW CORNING INC Technology 4,672.0 $635K 0.04% -675.0 -12.6% $135.98 +42.7%
130 FDL FIRST TR EXCHANGE-TRADED FD 11,603.0 $589K 0.03% -106.0 -0.9% $50.80 +0.3%
131 IXUS ISHARES TR 6,753.0 $585K 0.03% -760.0 -10.1% $86.63 +9.6%
132 VV VANGUARD INDEX FDS 1,901.0 $568K 0.03% -34.0 -1.8% $298.85 +14.8%
133 UNH UNITEDHEALTH GROUP INC Healthcare 2,031.0 $550K 0.03% -3K -55.5% $270.62 +43.5%
134 SBUX STARBUCKS CORP Consumer Cyclical 6,071.0 $544K 0.03% -473.0 -7.2% $89.59 +15.1%
135 XONE BONDBLOXX ETF TRUST 10,904.0 $540K 0.03% -7K -38.0% $49.52 -0.2%
136 QCOM QUALCOMM INC Technology 4,192.0 $540K 0.03% -105.0 -2.4% $128.77 +85.0%
137 RIVN RIVIAN AUTOMOTIVE INC Consumer Cyclical 35,791.0 $539K 0.03% -1K -4.0% $15.05 -5.5%
138 MGK VANGUARD WORLD FD 1,460.0 $537K 0.03% -4K -74.5% $367.56 -75.8%
139 GS GOLDMAN SACHS GROUP INC Financial Services 628.0 $531K 0.03% -8.0 -1.3% $845.38 +17.9%
140 SPYV SPDR SERIES TRUST 9,231.0 $522K 0.03% -194.0 -2.1% $56.58 +8.0%
Page 7 of 11  ·  207 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 21.9%
Technology 20.5%
Healthcare 13.6%
Consumer Defensive 10.1%
Industrials 7.4%
Energy 7.4%
Communication Services 6.6%
Consumer Cyclical 6.0%
Utilities 4.0%
Basic Materials 1.8%