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Portfolio (Quarterly) Guide ↗

Regal Investment Advisors LLC

· CIK 0001559789
13F Portfolio $1.7B AUM 653 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 97 New 286 Added 207 Reduced 28 Exited
Page 8 of 11  ·  207 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 VRT VERTIV HOLDINGS CO Industrials 2,037.0 $510K 0.03% -53.0 -2.5% $250.60 +30.7%
142 WPM WHEATON PRECIOUS METALS CORP Basic Materials 3,864.0 $506K 0.03% -37.0 -0.9% $131.00 -3.4%
143 BLUEROCK PVT REAL ESTATE FD 29,317.0 $487K 0.03% -5K -14.4% $16.61
144 FNDF SCHWAB STRATEGIC TR 9,811.0 $480K 0.03% -90.0 -0.9% $48.93 +9.1%
145 NKE NIKE INC Consumer Cyclical 9,009.0 $476K 0.03% -1K -11.5% $52.82 -15.4%
146 EVUS ISHARES TR 14,940.0 $476K 0.03% -3K -15.1% $31.83 +9.8%
147 TDTF FLEXSHARES TR 19,585.0 $472K 0.03% -753.0 -3.7% $24.11 -0.3%
148 HYDB ISHARES TR 10,139.0 $472K 0.03% -5K -34.2% $46.52 +0.5%
149 SUSC ISHARES TR 20,358.0 $471K 0.03% -1K -5.2% $23.14 -0.5%
150 CAH CARDINAL HEALTH INC Healthcare 2,213.0 $468K 0.03% -1K -33.2% $211.35 -5.0%
151 NUE NUCOR CORP Basic Materials 2,758.0 $466K 0.03% -30.0 -1.1% $169.08 +37.2%
152 SPIB SPDR SERIES TRUST 13,565.0 $455K 0.03% -3K -19.9% $33.54 -0.6%
153 AIQ GLOBAL X FDS 9,244.0 $431K 0.03% -60.0 -0.6% $46.67 +34.6%
154 HYGV FLEXSHARES TR 10,480.0 $420K 0.02% -11K -51.4% $40.06 +0.4%
155 MMM 3M CO Industrials 2,813.0 $409K 0.02% -404.0 -12.6% $145.22 +5.0%
156 XMHQ INVESCO EXCHANGE TRADED FD T 3,879.0 $401K 0.02% -938.0 -19.5% $103.37 +4.9%
157 AXP AMERICAN EXPRESS CO Financial Services 1,300.0 $393K 0.02% -167.0 -11.4% $302.49 +3.1%
158 MINT PIMCO ETF TR 3,857.0 $388K 0.02% -615.0 -13.8% $100.57 +0.1%
159 IDOG ALPS ETF TR 9,095.0 $379K 0.02% -511.0 -5.3% $41.65 +4.9%
160 SDY SPDR SERIES TRUST 2,474.0 $361K 0.02% -96.0 -3.7% $145.93 +2.8%
Page 8 of 11  ·  207 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 21.9%
Technology 20.5%
Healthcare 13.6%
Consumer Defensive 10.1%
Industrials 7.4%
Energy 7.4%
Communication Services 6.6%
Consumer Cyclical 6.0%
Utilities 4.0%
Basic Materials 1.8%