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Portfolio (Quarterly) Guide ↗

Regal Investment Advisors LLC

· CIK 0001559789
13F Portfolio $1.7B AUM 653 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 97 New 286 Added 207 Reduced 28 Exited
Page 9 of 11  ·  207 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
161 FESM FIDELITY COVINGTON TRUST 9,450.0 $359K 0.02% -578.0 -5.8% $38.00 +17.9%
162 CVS CVS HEALTH CORP Healthcare 4,946.0 $355K 0.02% -930.0 -15.8% $71.82 +29.9%
163 FTXN FIRST TR EXCHANGE TRADED FD 9,200.0 $355K 0.02% -310.0 -3.3% $38.60 -3.0%
164 KBWD INVESCO EXCH TRADED FD TR II 28,042.0 $352K 0.02% -3K -10.8% $12.54 -1.1%
165 AOR ISHARES TR 5,382.0 $346K 0.02% -809.0 -13.1% $64.35 +6.9%
166 OGE OGE ENERGY CORP Utilities 7,214.0 $346K 0.02% -400.0 -5.2% $47.96 +1.2%
167 GSST GOLDMAN SACHS ETF TR 6,821.0 $345K 0.02% -3K -30.7% $50.55 -0.1%
168 VCSH VANGUARD SCOTTSDALE FDS 4,329.0 $343K 0.02% -286.0 -6.2% $79.27 -0.5%
169 ASML ASML HLDG NV Technology 259.0 $342K 0.02% -27.0 -9.4% $1318.58 +23.8%
170 PLTR PALANTIR TECHNOLOGIES INC Technology 2,311.0 $338K 0.02% -422.0 -15.4% $146.29 -6.4%
171 HYGH ISHARES U S ETF TR 3,937.0 $337K 0.02% -2K -35.8% $85.60 +1.2%
172 PKW INVESCO EXCHANGE TRADED FD T 2,489.0 $327K 0.02% -86.0 -3.3% $131.23 +3.9%
173 DTE DTE ENERGY CO Utilities 2,220.0 $325K 0.02% -98.0 -4.2% $146.24 -0.6%
174 ACWI ISHARES TR 2,284.0 $316K 0.02% -556.0 -19.6% $138.37 +12.7%
175 GYLD ARROW ETF TR 22,303.0 $307K 0.02% -1K -5.8% $13.75 +4.3%
176 ITA ISHARES TR 1,384.0 $303K 0.02% -16K -92.0% $218.77 +3.0%
177 BSCQ INVESCO EXCH TRD SLF IDX FD 14,667.0 $286K 0.02% -14K -48.0% $19.53 -0.1%
178 COF CAPITAL ONE FINL CORP Financial Services 1,531.0 $279K 0.02% -143.0 -8.5% $182.41 +3.0%
179 FMB FIRST TR EXCH TRADED FD III 5,479.0 $278K 0.02% -92.0 -1.6% $50.66 +0.0%
180 IGF ISHARES TR 4,123.0 $276K 0.02% -196.0 -4.5% $66.99 +0.6%
Page 9 of 11  ·  207 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 21.9%
Technology 20.5%
Healthcare 13.6%
Consumer Defensive 10.1%
Industrials 7.4%
Energy 7.4%
Communication Services 6.6%
Consumer Cyclical 6.0%
Utilities 4.0%
Basic Materials 1.8%