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Portfolio (Quarterly) Guide ↗

Regal Investment Advisors LLC

· CIK 0001559789
13F Portfolio $1.7B AUM 653 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 97 New 286 Added 207 Reduced 28 Exited
Page 16 of 33  ·  653 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
301 COP CONOCOPHILLIPS Energy 7,119.0 $940K 0.05% -385.0 -5.1% $132.00 -10.1%
302 EMXC ISHARES INC 11,891.0 $935K 0.05% -619.0 -5.0% $78.66 +26.7%
303 PM PHILIP MORRIS INTL INC Consumer Defensive 5,654.0 $935K 0.05% -864.0 -13.3% $165.34 +11.0%
304 CNA CNA FINL CORP Financial Services 20,283.0 $931K 0.05% +2K +11.7% $45.92 -3.9%
305 RDVI FIRST TR EXCHANGE-TRADED FD 36,351.0 $929K 0.05% -1K -3.2% $25.55 +8.8%
306 BX BLACKSTONE INC Financial Services 8,002.0 $920K 0.05% +3K +64.5% $114.99 +3.6%
307 KLAC KLA CORP Technology 623.0 $917K 0.05% -261.0 -29.5% $1472.62 +35.2%
308 TW TRADEWEB MKTS INC Financial Services 7,775.0 $915K 0.05% +774.0 +11.1% $117.66 -12.7%
309 UBER UBER TECHNOLOGIES INC Technology 12,711.0 $914K 0.05% +6K +82.0% $71.93 -1.6%
310 SCHX SCHWAB STRATEGIC TR 35,613.0 $913K 0.05% +244.0 +0.7% $25.64 +15.3%
311 DE DEERE & CO Industrials 1,613.0 $909K 0.05% +22.0 +1.4% $563.41 -6.2%
312 HON HONEYWELL INTL INC Industrials 3,993.0 $902K 0.05% +1K +43.8% $226.01 +3.5%
313 ONEQ FIDELITY COMWLTH TR 10,618.0 $902K 0.05% -76.0 -0.7% $84.91 +23.7%
314 SPHQ INVESCO EXCHANGE TRADED FD T 11,902.0 $895K 0.05% +1K +13.3% $75.19 +14.0%
315 PIO INVESCO EXCH TRADED FD TR II 20,513.0 $891K 0.05% +3K +15.6% $43.42 +2.7%
316 ALNY ALNYLAM PHARMACEUTICALS INC Healthcare 2,691.0 $890K 0.05% -23.0 -0.8% $330.90 -10.6%
317 TTEK TETRA TECH INC NEW Industrials 29,250.0 $881K 0.05% +10K +52.9% $30.12 -6.7%
318 PLD PROLOGIS INC. Real Estate 6,570.0 $868K 0.05% -1K -15.9% $132.17 +11.4%
319 FCX FREEPORT MCMORAN INC Basic Materials 14,666.0 $862K 0.05% +667.0 +4.8% $58.78 +9.7%
320 SPG SIMON PPTY GROUP INC NEW Real Estate 4,611.0 $860K 0.05% -98.0 -2.1% $186.52 +11.0%
Page 16 of 33  ·  653 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 21.9%
Technology 20.5%
Healthcare 13.6%
Consumer Defensive 10.1%
Industrials 7.4%
Energy 7.4%
Communication Services 6.6%
Consumer Cyclical 6.0%
Utilities 4.0%
Basic Materials 1.8%