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Portfolio (Quarterly) Guide ↗

Regal Investment Advisors LLC

· CIK 0001559789
13F Portfolio $1.7B AUM 653 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 97 New 286 Added 207 Reduced 28 Exited
Page 18 of 33  ·  653 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
341 XLB SELECT SECTOR SPDR TR 15,718.0 $785K 0.04% NEW $49.97 +1.7%
342 CGGR CAPITAL GROUP GROWTH ETF 19,368.0 $778K 0.04% +5K +39.5% $40.19 +16.2%
343 JXN JACKSON FINANCIAL INC Financial Services 7,329.0 $775K 0.04% $105.71 +0.2%
344 SOXX ISHARES TR 2,349.0 $772K 0.04% +562.0 +31.4% $328.69 +70.6%
345 ICSH ISHARES TR 15,207.0 $770K 0.04% -1K -6.7% $50.62 -0.1%
346 SNY SANOFI SA Healthcare 15,971.0 $769K 0.04% +4K +32.3% $48.18 -7.9%
347 BTI BRITISH AMERN TOB PLC Consumer Defensive 13,152.0 $769K 0.04% +904.0 +7.4% $58.47 +10.9%
348 USXF ISHARES TR 13,866.0 $765K 0.04% -435.0 -3.0% $55.20 +22.2%
349 J P MORGAN EXCHANGE TRADED F 15,070.0 $763K 0.04% -1K -8.4% $50.61
350 VGK VANGUARD INTL EQUITY INDEX F 9,199.0 $758K 0.04% +2K +29.3% $82.43 +8.3%
351 MOAT VANECK ETF TRUST 7,834.0 $758K 0.04% +608.0 +8.4% $96.70 +5.5%
352 BA BOEING CO Industrials 3,803.0 $757K 0.04% -160.0 -4.0% $199.05 +10.6%
353 TAK TAKEDA PHARMACEUTICAL CO LTD Healthcare 40,802.0 $756K 0.04% +12K +42.2% $18.52 -13.9%
354 PULS PGIM ETF TR 15,248.0 $755K 0.04% +143.0 +0.9% $49.50 +0.4%
355 HEGD LISTED FDS TR 30,476.0 $753K 0.04% NEW $24.70 +8.4%
356 QQXT FIRST TR EXCHANGE-TRADED FD 7,690.0 $751K 0.04% -515.0 -6.3% $97.62 +1.0%
357 CGBL CAPITAL GROUP CORE BALANCED 21,674.0 $746K 0.04% +6K +42.5% $34.41 +8.7%
358 TRPA HARTFORD FDS EXCHANGE TRADED 19,042.0 $738K 0.04% -6K -24.6% $38.75 +0.6%
359 AIRR FIRST TR EXCHANGE TRADED FD 6,657.0 $738K 0.04% +698.0 +11.7% $110.79 +15.2%
360 MET METLIFE INC Financial Services 10,324.0 $730K 0.04% -246.0 -2.3% $70.72 +18.0%
Page 18 of 33  ·  653 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 21.9%
Technology 20.5%
Healthcare 13.6%
Consumer Defensive 10.1%
Industrials 7.4%
Energy 7.4%
Communication Services 6.6%
Consumer Cyclical 6.0%
Utilities 4.0%
Basic Materials 1.8%