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Portfolio (Quarterly) Guide ↗

Regal Investment Advisors LLC

· CIK 0001559789
13F Portfolio $1.7B AUM Filed Feb 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 584 New
Page 26 of 30  ·  584 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
501 HRZN HORIZON TECHNOLOGY FIN CORP Financial Services 49,059.0 $316K 0.02% NEW $6.45 -37.8%
502 JEPQ J P MORGAN EXCHANGE TRADED F 5,421.0 $315K 0.02% NEW $58.12 +3.6%
503 VGIT VANGUARD SCOTTSDALE FDS 5,219.0 $313K 0.02% NEW $59.93 -2.0%
504 MMT MFS MULTIMARKET INCOME TR Financial Services 67,234.0 $313K 0.02% NEW $4.65 -3.4%
505 ETHE GRAYSCALE ETHEREUM TRUST ETF Financial Services 12,820.0 $312K 0.02% NEW $24.37 -31.4%
506 HBAN HUNTINGTON BANCSHARES INC Financial Services 17,974.0 $312K 0.02% NEW $17.35 -8.2%
507 VT VANGUARD INTL EQUITY INDEX F 2,202.0 $311K 0.02% NEW $141.06 +10.3%
508 SYK STRYKER CORPORATION Healthcare 879.0 $309K 0.02% NEW $351.48 -10.0%
509 FIDELITY COVINGTON TRUST 4,150.0 $308K 0.02% NEW $74.28
510 WTV WISDOMTREE TR 3,281.0 $306K 0.02% NEW $93.30 +9.2%
511 SHLD GLOBAL X FDS 4,723.0 $306K 0.02% NEW $64.79 +0.6%
512 ASML ASML HOLDING N V Technology 286.0 $305K 0.02% NEW $1068.12 +52.9%
513 IGRO ISHARES TR 3,653.0 $302K 0.02% NEW $82.77 +6.7%
514 CMCSA COMCAST CORP NEW Communication Services 10,040.0 $300K 0.02% NEW $29.89 -15.7%
515 DTE DTE ENERGY CO Utilities 2,318.0 $299K 0.02% NEW $128.96 +12.7%
516 BUFD FIRST TR EXCHNG TRADED FD VI 10,549.0 $298K 0.02% NEW $28.24 +4.6%
517 IWS ISHARES TR 2,091.0 $295K 0.02% NEW $141.05 +12.5%
518 THYF T ROWE PRICE ETF INC 5,607.0 $293K 0.02% NEW $52.25 -0.9%
519 FMB FIRST TR EXCH TRADED FD III 5,571.0 $285K 0.02% NEW $51.14 -0.9%
520 PFG PRINCIPAL FINANCIAL GROUP IN Financial Services 3,214.0 $284K 0.02% NEW $88.21 +17.7%
Page 26 of 30  ·  584 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 23.4%
Financial Services 23.0%
Healthcare 13.8%
Consumer Defensive 9.4%
Industrials 7.0%
Consumer Cyclical 6.4%
Communication Services 6.0%
Energy 5.3%
Utilities 3.4%
Basic Materials 1.7%