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Portfolio (Quarterly) Guide ↗

Regal Investment Advisors LLC

· CIK 0001559789
13F Portfolio $1.7B AUM 653 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 97 New 286 Added 207 Reduced 28 Exited
Page 31 of 33  ·  653 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
601 JCI JOHNSON CONTROLS INTERNATION Industrials 1,731.0 $227K 0.01% NEW $130.94 +5.7%
602 AZN ASTRAZENECA PLC Healthcare 1,146.0 $226K 0.01% NEW $197.24 -5.2%
603 PGR PROGRESSIVE CORP Financial Services 1,136.0 $225K 0.01% -35.0 -3.0% $198.26 +0.6%
604 ISHARES TR 9,730.0 $223K 0.01% -12K -54.4% $22.92
605 JKHY HENRY JACK & ASSOC INC Technology 1,409.0 $223K 0.01% NEW $158.05 -11.3%
606 IVOV VANGUARD ADMIRAL FDS INC 2,178.0 $222K 0.01% NEW $101.95 +6.5%
607 AMT AMERICAN TOWER CORP Real Estate 1,287.0 $222K 0.01% NEW $172.52 +6.6%
608 MT ARCELORMITTAL SA LUXEMBOURG Basic Materials 4,262.0 $222K 0.01% NEW $51.98 +27.1%
609 VIGI VANGUARD WHITEHALL FDS 2,497.0 $221K 0.01% NEW $88.46 +6.1%
610 BSCR INVESCO EXCH TRD SLF IDX FD 11,212.0 $220K 0.01% -1K -8.4% $19.63 -0.1%
611 IWR ISHARES TR 2,261.0 $220K 0.01% NEW $97.22 +9.0%
612 CRM SALESFORCE INC Technology 1,177.0 $220K 0.01% +184.0 +18.5% $186.68 -3.5%
613 CSX CSX CORP Industrials 5,351.0 $220K 0.01% NEW $41.05 +10.9%
614 GILD GILEAD SCIENCES INC Healthcare 1,573.0 $219K 0.01% NEW $139.39 -3.6%
615 ETHE GRAYSCALE ETHEREUM STAKING E Financial Services 12,730.0 $217K 0.01% -90.0 -0.7% $17.07 -2.0%
616 EAGG ISHARES TR 4,558.0 $217K 0.01% NEW $47.55 -0.9%
617 DAL DELTA AIR LINES INC Industrials 3,260.0 $217K 0.01% NEW $66.48 +14.5%
618 CTVA CORTEVA INC Basic Materials 2,555.0 $214K 0.01% NEW $83.72 -5.0%
619 AB ALLIANCEBERNSTEIN HLDG L P Financial Services 5,685.0 $213K 0.01% NEW $37.44 +1.3%
620 SMR NUSCALE PWR CORP Utilities 19,522.0 $212K 0.01% +4K +29.2% $10.84 +5.2%
Page 31 of 33  ·  653 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 21.9%
Technology 20.5%
Healthcare 13.6%
Consumer Defensive 10.1%
Industrials 7.4%
Energy 7.4%
Communication Services 6.6%
Consumer Cyclical 6.0%
Utilities 4.0%
Basic Materials 1.8%