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Portfolio (Quarterly) Guide ↗

Regal Investment Advisors LLC

· CIK 0001559789
13F Portfolio $1.7B AUM 653 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 97 New 286 Added 207 Reduced 28 Exited
Page 7 of 33  ·  653 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 IWF ISHARES TR 8,720.0 $3.7M 0.21% $426.40 -70.7%
122 DEM WISDOMTREE TR 74,554.0 $3.7M 0.21% -4K -4.7% $49.69 +8.8%
123 OEF ISHARES TR 11,540.0 $3.7M 0.21% -39K -77.1% $318.06 +16.7%
124 VXUS VANGUARD STAR FDS 47,403.0 $3.7M 0.21% -2K -3.1% $77.11 +9.5%
125 ENTERGY CORP NEW 32,453.0 $3.6M 0.21% +5K +18.0% $112.36
126 FYX FIRST TR EXCHANGE-TRADED ALP 30,518.0 $3.6M 0.21% $119.36 +11.3%
127 DRSK ETF SER SOLUTIONS 132,649.0 $3.6M 0.21% +6K +5.1% $27.33 +6.7%
128 RSP INVESCO EXCHANGE TRADED FD T 18,478.0 $3.5M 0.20% +1K +7.9% $191.91 +7.6%
129 LZB LA Z BOY INC Consumer Cyclical 109,856.0 $3.5M 0.20% $32.14 +14.0%
130 IWC ISHARES TR 21,664.0 $3.5M 0.20% $159.61 +17.0%
131 ED CONSOLIDATED EDISON INC Utilities 30,422.0 $3.4M 0.20% -869.0 -2.8% $113.18 -4.1%
132 VB VANGUARD INDEX FDS 13,071.0 $3.4M 0.20% +3K +26.7% $261.90 +10.4%
133 VXF VANGUARD INDEX FDS 16,607.0 $3.4M 0.20% -398.0 -2.3% $205.80 +12.2%
134 LLY ELI LILLY & CO Healthcare 3,710.0 $3.4M 0.20% +324.0 +9.6% $919.67 +15.8%
135 GNR SPDR INDEX SHS FDS 45,494.0 $3.4M 0.20% -3K -5.8% $74.67 -1.2%
136 META META PLATFORMS INC Communication Services 5,897.0 $3.4M 0.20% +675.0 +12.9% $572.14 +6.7%
137 ELV ELEVANCE HEALTH INC FORMERLY Healthcare 11,276.0 $3.3M 0.19% $292.75 +34.8%
138 MRK MERCK & CO INC Healthcare 26,860.0 $3.2M 0.19% +443.0 +1.7% $120.29 +1.8%
139 IDUB ETF SER SOLUTIONS 128,969.0 $3.2M 0.18% +3K +2.3% $24.67 +10.8%
140 VYM VANGUARD WHITEHALL FDS 21,117.0 $3.1M 0.18% +6K +37.4% $148.10 +7.2%
Page 7 of 33  ·  653 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 21.9%
Technology 20.5%
Healthcare 13.6%
Consumer Defensive 10.1%
Industrials 7.4%
Energy 7.4%
Communication Services 6.6%
Consumer Cyclical 6.0%
Utilities 4.0%
Basic Materials 1.8%