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Portfolio (Quarterly) Guide ↗

Horizon Investments, LLC

· CIK 0001560717
13F Portfolio $8.9B AUM 1,433 positions Filed May 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 224 New 829 Added 341 Reduced 117 Exited
Page 62 of 71  ·  1,404 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1221 OZK BANK OZK LITTLE ROCK ARK COM Financial Services 134.0 $6K NEW $45.44 +11.8%
1222 SPSB SPDR SERIES TRUST STATE STREET 200.0 $6K -747K -100.0% $29.86 +0.1%
1223 NSP INSPERITY INC COM Industrials 220.0 $6K NEW $27.04 +75.7%
1224 WBS WEBSTER FINL CORP COM Financial Services 86.0 $6K -76K -99.9% $69.03 +10.3%
1225 OSK OSHKOSH CORP COM Industrials 40.0 $6K +21.0 +110.5% $147.20 -1.0%
1226 BWX SPDR SERIES TRUST BLOOMBERG IN 266.0 $6K -1K -81.2% $21.86 -1.2%
1227 FLO FLOWERS FOODS INC COM Consumer Defensive 692.0 $6K NEW $8.15 +1.7%
1228 IWC ISHARES TR MICRO-CAP ETF 34.0 $5K NEW $159.62 +21.5%
1229 PGX INVESCO EXCH TRADED FD TR II P 480.0 $5K NEW $10.82 +0.3%
1230 CMF ISHARES TR CALIF MUN BD ETF 88.0 $5K +45.0 +104.7% $56.58 +1.3%
1231 J P MORGAN EXCHANGE TRADED F U 80.0 $5K -120.0 -60.0% $61.33
1232 IYY ISHARES TR DOW JONES US ETF 30.0 $5K +15.0 +100.0% $158.47 +15.6%
1233 HSMV FIRST TR EXCH TRADED FD III HO 128.0 $5K +64.0 +100.0% $36.17 +6.5%
1234 RY ROYAL BK CDA COM Financial Services 28.0 $4K +19.0 +211.1% $160.68 +33.2%
1235 NMR NOMURA HLDGS INC SPONSORED ADR Financial Services 562.0 $4K NEW $7.89 +23.6%
1236 SRLN SSGA ACTIVE ETF TR STATE STREE 110.0 $4K -1.2M -100.0% $39.67 +1.7%
1237 KWEB CALL KWEB 261218C00035000 150,000.0 $4K NEW $0.03 +91975.0%
1238 UTES ETFIS SER TR I VIRTUS REAVES U 52.0 $4K +26.0 +100.0% $79.90 +2.6%
1239 ERIC TELEFONAKTIEBOLAGET LM ERICS A Technology 374.0 $4K NEW $11.11 -8.7%
1240 LKQ LKQ CORP COM Consumer Cyclical 138.0 $4K -4K -96.7% $29.37 -15.4%
Page 62 of 71  ·  1,404 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.5%
Financial Services 11.8%
Industrials 11.2%
Healthcare 9.9%
Consumer Cyclical 8.5%
Communication Services 8.2%
Energy 6.7%
Consumer Defensive 6.1%
Basic Materials 3.7%
Utilities 2.8%