Portfolio (Quarterly) Guide ↗

Financial Management Professionals, Inc.

· CIK 0001568132

13F Portfolio $970M AUM 967 positions Filed Jan 27, 2026 EDGAR ↗ ← All Funds

Q4 2025 Q3 2025 · All 96 New 190 Added 166 Reduced 76 Exited

Page 1 of 4 · 76 positions

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#	Ticker	Company	Sector	Shares	Value ↓	% Port	Status
1	SPTM	SPDR Portfolio S P 1500 CMPST ST ETF	—	113,557	$9.2M	0.95%	SOLD
2	EXI	iShares Global Industrials ETF	—	13,426	$2.3M	0.24%	SOLD
3	FXU	First Trust Utilities Alphadex ETF	—	50,550	$2.3M	0.24%	SOLD
4	PIZ	Invesco II Invsco DRSY WGT DVLPD ETF	—	33,490	$1.6M	0.17%	SOLD
5	EZU	iShares MSCI Eurozone ETF IV	—	16,115	$998K	0.10%	SOLD
6	FERG	Ferguson Enterprises Inc	Industrials	1,902	$429K	0.04%	SOLD
7	PFF	iShares Preferred Income Sec ETF	—	9,984	$316K	0.03%	SOLD
8	PULS	Pgim Ultra Short Bond ETF	—	2,275	$113K	0.01%	SOLD
9	SUB	iShares Short Term NTNL Mun BND ETF	—	844	$90K	0.01%	SOLD
10	IAG	IAMGOLD Corp F	Basic Materials	4,591	$59K	0.01%	SOLD
11	UL	Unilever PLC F Sponsored ADR	Consumer Defensive	763	$45K	0.01%	SOLD
12	AAP	Advance Auto Parts	Consumer Cyclical	540	$33K	0.00%	SOLD
13	TTE	Totalenergies Se F Sponsored ADR	Energy	544	$33K	0.00%	SOLD
14	GDOT	Green Dot Inc	Financial Services	2,114	$28K	0.00%	SOLD
15	WOOF	Petco Health & Wellness Class A	Consumer Cyclical	6,741	$26K	0.00%	SOLD
16	LRN	Stride Inc	Consumer Defensive	172	$26K	0.00%	SOLD
17	LTM	Latam Airlines Group E F Unsponsored ADR	Industrials	535	$24K	0.00%	SOLD
18	INFU	Infusystem HLDGS Inc	Healthcare	2,135	$22K	0.00%	SOLD
19	GOLD	A-Mark Precious Metals I	Financial Services	833	$22K	0.00%	SOLD
20	BJRI	BJS Restaurants Inc	Consumer Cyclical	684	$21K	0.00%	SOLD

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Sector Allocation

Financial Services 33.8%

Technology 26.2%

Healthcare 7.6%

Consumer Cyclical 7.5%

Energy 6.3%

Industrials 5.7%

Communication Services 4.6%

Consumer Defensive 3.6%

Basic Materials 2.3%

Utilities 1.6%