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Portfolio (Quarterly) Guide ↗

Financial Management Professionals, Inc.

· CIK 0001568132
13F Portfolio $970M AUM 967 positions Filed Jan 27, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 96 New 190 Added 166 Reduced 76 Exited
Page 12 of 49  ·  966 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
221 NVS Novartis AG F Sponsored ADR Healthcare 548.0 $76K 0.01% +12.0 +2.2% $137.87 +9.3%
222 SILJ Amplify Junior Silver Miners ETF 2,704.0 $75K 0.01% $27.67 +10.0%
223 WPM Wheaton Precious Metal F Basic Materials 636.0 $75K 0.01% $117.52 +11.4%
224 RY Royal Bank Of Canada F Financial Services 437.0 $75K 0.01% $170.49 +10.3%
225 MO Altria Group Inc Consumer Defensive 1,257.0 $74K 0.01% +538.0 +74.8% $58.72 +22.6%
226 ARKX Ark Space Exploration Innvat ETF 2,500.0 $72K 0.01% $28.98 +29.8%
227 FCX Freeport-Mcmoran Inc Basic Materials 1,420.0 $72K 0.01% -490.0 -25.6% $50.79 +28.5%
228 MAIN Main Street Capital Financial Services 1,180.0 $71K 0.01% $60.38 -14.9%
229 VTES Vanguard SHRT Tax Exempt BND ETF 700.0 $71K 0.01% $101.58 -0.4%
230 BNDX Vanguard Total International BND ETF 1,471.0 $71K 0.01% $48.32 -0.1%
231 INTU Intuit Inc Technology 106.0 $70K 0.01% -2.0 -1.9% $662.42 -52.4%
232 CRWD Crowdstrike HLDGS Inc Technology 147.0 $69K 0.01% +50.0 +51.5% $468.76 +43.5%
233 AXP American Express Co Financial Services 185.0 $68K 0.01% +7.0 +3.9% $369.95 -15.4%
234 HON Honeywell Intl Inc Industrials 340.0 $66K 0.01% -460.0 -57.5% $195.09 +19.3%
235 RIVN Rivian Automotive Inc Class A Consumer Cyclical 3,349.0 $66K 0.01% $19.71 -22.9%
236 FFIN 1ST Finl Banksh Financial Services 2,128.0 $64K 0.01% $30.06 +8.2%
237 NEM Newmont Corp Basic Materials 637.0 $64K 0.01% +31.0 +5.1% $99.85 +8.6%
238 VZ Verizon Communicatn Communication Services 1,554.0 $63K 0.01% -220.0 -12.4% $40.73 +17.8%
239 BIO Bio-Rad Labs Inc Class A Healthcare 200.0 $61K 0.01% NEW $302.99 +4.2%
240 WELL Welltower Inc REIT Real Estate 325.0 $60K 0.01% $185.61 +14.2%
Page 12 of 49  ·  966 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 33.8%
Technology 26.2%
Healthcare 7.6%
Consumer Cyclical 7.5%
Energy 6.3%
Industrials 5.7%
Communication Services 4.6%
Consumer Defensive 3.6%
Basic Materials 2.3%
Utilities 1.6%