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Portfolio (Quarterly) Guide ↗

Focused Wealth Management, Inc

· CIK 0001586052
13F Portfolio $964.2B AUM 228 positions Filed Apr 20, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 56 New 97 Added 44 Reduced 41 Exited
Page 3 of 3  ·  56 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 KEY PUT KEYCORP Financial Services 9,000.0 $180K 0.02% NEW $20.05 +5.1%
42 APH AMPHENOL CORP Technology 1,200.0 $152K 0.02% NEW $126.34 -1.1%
43 NFLX CALL NETFLIX INC. Communication Services 1,500.0 $144K 0.01% NEW $96.15 -9.6%
44 MU MICRON TECHNOLOGY INC Technology 316.0 $107K 0.01% NEW $337.94 +129.6%
45 ABNB AIRBNB INC Consumer Cyclical 815.0 $103K 0.01% NEW $126.28 +5.2%
46 APH PUT AMPHENOL CORP Technology 800.0 $101K 0.01% NEW $126.35 -1.1%
47 RKLB CALL ROCKET LAB CORP Industrials 1,400.0 $90K 0.01% NEW $64.22 +106.4%
48 HOOD CALL ROBINHOOD MKTS INC Financial Services 1,200.0 $83K 0.01% NEW $69.30 +16.5%
49 KEY KEYCORP Financial Services 3,492.0 $70K 0.01% NEW $20.05 +5.1%
50 RF REGIONS FINANCIAL CORP NEW Financial Services 2,000.0 $52K 0.01% NEW $26.12 +2.6%
51 TER PUT TERADYNE INC Technology 100.0 $30K 0.00% NEW $296.46 +20.3%
52 TER CALL TERADYNE INC Technology 100.0 $30K 0.00% NEW $296.46 +20.3%
53 UPS UNITED PARCEL SVCS INC Industrials 294.0 $29K 0.00% NEW $98.49 -0.1%
54 TOL TOLL BROTHERS INC Consumer Cyclical 47.0 $6K 0.00% NEW $136.47 -3.3%
55 TKO TKO GROUP HOLDINGS INC Communication Services 19.0 $4K NEW $201.63 -4.5%
56 ROK ROCKWELL AUTOMATION INC Industrials 2.0 $718.0 NEW $359.00 +27.2%
Page 3 of 3  ·  56 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 46.7%
Technology 20.1%
Communication Services 8.3%
Consumer Cyclical 6.4%
Healthcare 4.5%
Industrials 4.4%
Consumer Defensive 2.7%
Utilities 2.4%
Energy 2.1%
Real Estate 1.4%