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Portfolio (Quarterly) Guide ↗

Focused Wealth Management, Inc

· CIK 0001586052
13F Portfolio $957M AUM 213 positions Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 213 New
Page 4 of 11  ·  213 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 MTUM ISHARES TR 5,525.0 $1.4M 0.14% NEW $250.30 +19.8%
62 IVV ISHARES TR 1,992.0 $1.4M 0.14% NEW $684.86 +8.3%
63 MMM 3M CO Industrials 8,327.0 $1.3M 0.14% NEW $160.10 -7.5%
64 JEPQ J P MORGAN EXCHANGE TRADED F 22,767.0 $1.3M 0.14% NEW $58.12 +2.9%
65 SCHD SCHWAB STRATEGIC TR 47,781.0 $1.3M 0.14% NEW $27.43 +15.6%
66 DIS DISNEY WALT CO Communication Services 11,364.0 $1.3M 0.14% NEW $113.77 -9.7%
67 IVW ISHARES TR 10,341.0 $1.3M 0.13% NEW $123.27 +10.8%
68 HON HONEYWELL INTL INC Industrials 6,483.0 $1.3M 0.13% NEW $195.08 +9.7%
69 PFE CALL PFIZER INC Healthcare 49,000.0 $1.2M 0.13% NEW $24.90 +1.3%
70 VHT VANGUARD WORLD FD 4,089.0 $1.2M 0.12% NEW $287.84 -6.2%
71 BLACKROCK N Y MUN INCOME TRU 114,884.0 $1.2M 0.12% NEW $10.14
72 RVT ROYCE SMALL CAP TRUST INC Financial Services 71,871.0 $1.2M 0.12% NEW $16.10 +11.3%
73 MORT VANECK ETF TRUST 109,587.0 $1.2M 0.12% NEW $10.51 -4.1%
74 VUG VANGUARD INDEX FDS 2,329.0 $1.1M 0.12% NEW $487.95 -82.1%
75 AHR AMERICAN HEALTHCARE REIT INC Real Estate 23,621.0 $1.1M 0.12% NEW $47.06 +5.6%
76 MMM CALL 3M CO Industrials 6,800.0 $1.1M 0.11% NEW $160.10 -7.5%
77 GOOG CALL ALPHABET INC Communication Services 3,400.0 $1.1M 0.11% NEW $313.80 +25.6%
78 PRTA PROTHENA CORP PLC Healthcare 107,479.0 $1.0M 0.11% NEW $9.55 +3.9%
79 VOO VANGUARD INDEX FDS 1,613.0 $1.0M 0.11% NEW $627.31 +8.2%
80 AMAT APPLIED MATLS INC Technology 3,845.0 $988K 0.10% NEW $257.01 +67.3%
Page 4 of 11  ·  213 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 49.6%
Technology 19.0%
Communication Services 9.0%
Consumer Cyclical 6.7%
Industrials 3.9%
Healthcare 3.7%
Consumer Defensive 2.2%
Utilities 1.9%
Energy 1.7%
Real Estate 1.6%