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Portfolio (Quarterly) Guide ↗

Warberg Asset Management LLC

· CIK 0001597506
13F Portfolio $551M AUM 170 positions Filed Aug 11, 2026 EDGAR ↗ ← All Funds
Q2 2026 · All 170 New
Page 5 of 9  ·  170 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 CLEARTHINK 1 ACQUISITION COR 47,995.0 $476K 0.09% NEW $9.91
82 MMTX MILUNA ACQUISITION CORP Financial Services 45,989.0 $465K 0.08% NEW $10.11 +0.6%
83 SCII SC II ACQUISITION CORP Financial Services 46,200.0 $463K 0.08% NEW $10.03 +0.7%
84 THAYER VENTURES ACQ CORP II 44,699.0 $461K 0.08% NEW $10.32
85 INDIGO ACQUISITION CORP 44,612.0 $457K 0.08% NEW $10.25
86 LAKE SUPERIOR ACQUISITION CO 44,947.0 $456K 0.08% NEW $10.14
87 CEPO CANTOR EQUITY PARTNERS I INC Financial Services 42,252.0 $444K 0.08% NEW $10.50 +1.6%
88 VXX CALL BARCLAYS BANK PLC Financial Services 20,000.0 $442K 0.08% NEW $22.09 -11.7%
89 OCCIDENTAL PETE CORP 15,292.0 $407K 0.07% NEW $26.62
90 ALPEX ACQUISITION CORP 40,000.0 $401K 0.07% NEW $10.02
91 POST POST HLDGS INC Consumer Defensive 4,500.0 $397K 0.07% NEW $88.22 -10.0%
92 GLOBA TERRA ACQUISITION COR 36,300.0 $374K 0.07% NEW $10.31
93 OTG ACQUISITION CORP. I 35,438.0 $360K 0.07% NEW $10.16
94 CHAMPIONSGATE ACQUISITION CO 34,442.0 $358K 0.07% NEW $10.39
95 ON SEMICONDUCTOR CORP 196,000.0 $357K 0.07% NEW $1.82
96 AA MISSION ACQUISITION CORP 34,987.0 $355K 0.06% NEW $10.16
97 NEXTERA ENERGY CAP HLDGS INC 254,000.0 $334K 0.06% NEW $1.31
98 FUTUREWAVE ACQUISITION CORP 32,056.0 $322K 0.06% NEW $10.03
99 REGENTIS BIOMATERIALS LTD 86,980.0 $306K 0.06% NEW $3.52
100 ALNY ALNYLAM PHARMACEUTICALS INC Healthcare 1,000.0 $301K 0.06% NEW $301.13 -25.4%
Page 5 of 9  ·  170 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 52.0%
Communication Services 36.2%
Healthcare 5.7%
Real Estate 2.1%
Industrials 1.5%
Basic Materials 1.5%
Consumer Defensive 0.9%