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Portfolio (Quarterly) Guide ↗

Tortoise Investment Management, LLC

· CIK 0001599511
13F Portfolio $1.1B AUM 240 positions Filed Feb 6, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 4 New 89 Added 86 Reduced 1318 Exited
Page 2 of 5  ·  86 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 NNY NUVEEN N Y MUN VALUE FD Financial Services 662,306.0 $5.7M 0.50% -142K -17.6% $8.56 -1.8%
22 DIA SPDR DOW JONES INDL AVERAGE Financial Services 10,212.0 $4.9M 0.43% -190.0 -1.8% $480.57 +5.3%
23 IXUS ISHARES TR 53,651.0 $4.5M 0.40% -1K -2.6% $84.64 +12.2%
24 AVDV AMERICAN CENTY ETF TR 45,545.0 $4.3M 0.38% -758.0 -1.6% $93.97 +15.2%
25 EWX SPDR INDEX SHS FDS 61,678.0 $4.0M 0.36% -885.0 -1.4% $65.66 +13.0%
26 AVES AMERICAN CENTY ETF TR 68,703.0 $4.0M 0.35% -2K -2.6% $58.31 +13.7%
27 SCHB SCHWAB STRATEGIC TR 149,926.0 $3.9M 0.34% -5K -3.0% $26.23 +9.5%
28 MBB ISHARES TR 37,002.0 $3.5M 0.31% -15K -28.7% $95.22 -1.2%
29 VB VANGUARD INDEX FDS 13,213.0 $3.4M 0.30% -525.0 -3.8% $257.95 +12.1%
30 SCHF SCHWAB STRATEGIC TR 139,001.0 $3.3M 0.29% -5K -3.7% $24.04 +13.4%
31 MEAR ISHARES U S ETF TR 61,470.0 $3.1M 0.27% -9K -12.9% $50.32 -0.1%
32 IJS ISHARES TR 26,456.0 $3.0M 0.26% -800.0 -2.9% $113.72 +13.8%
33 SLYV SPDR SERIES TRUST 32,441.0 $3.0M 0.26% -1K -4.2% $90.97 +13.6%
34 JPM JPMORGAN CHASE & CO. Financial Services 7,804.0 $2.5M 0.22% -263.0 -3.3% $322.22 -4.9%
35 SCHV SCHWAB STRATEGIC TR 83,497.0 $2.5M 0.22% -737.0 -0.9% $29.61 +12.5%
36 SCHE SCHWAB STRATEGIC TR 75,116.0 $2.5M 0.22% -2K -2.6% $32.75 +9.2%
37 AVLV AMERICAN CENTY ETF TR 32,351.0 $2.5M 0.21% -989.0 -3.0% $75.77 +17.9%
38 OEF ISHARES TR 6,947.0 $2.4M 0.21% -193.0 -2.7% $342.97 +8.2%
39 NVDA NVIDIA CORPORATION Technology 8,274.0 $1.5M 0.14% -884.0 -9.7% $186.50 +15.5%
40 EFA ISHARES TR 14,958.0 $1.4M 0.13% -1K -8.6% $96.03 +8.3%
Page 2 of 5  ·  86 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 66.7%
Technology 17.2%
Industrials 4.5%
Healthcare 2.9%
Consumer Cyclical 2.7%
Consumer Defensive 2.5%
Communication Services 2.4%
Energy 0.9%
Utilities 0.2%