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Portfolio (Quarterly) Guide ↗

Tortoise Investment Management, LLC

· CIK 0001599511
13F Portfolio $1.1B AUM 240 positions Filed Feb 6, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 4 New 89 Added 86 Reduced 1318 Exited
Page 12 of 12  ·  240 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
221 VCR VANGUARD WORLD FD 563.0 $222K 0.02% $393.92 +0.2%
222 YUM YUM BRANDS INC Consumer Cyclical 1,462.0 $221K 0.02% $151.24 +2.6%
223 RSP INVESCO EXCHANGE TRADED FD T 1,140.0 $218K 0.02% $191.56 +7.8%
224 PUTNAM ETF TRUST 27,757.0 $218K 0.02% NEW $7.85
225 ACN ACCENTURE PLC IRELAND Technology 795.0 $213K 0.02% +39.0 +5.2% $268.30 -33.2%
226 HIG HARTFORD INSURANCE GROUP INC Financial Services 1,541.0 $212K 0.02% $137.77 -1.3%
227 PM PHILIP MORRIS INTL INC Consumer Defensive 1,317.0 $211K 0.02% +7.0 +0.5% $160.44 +17.8%
228 HON HONEYWELL INTL INC Industrials 1,073.0 $209K 0.02% +36.0 +3.5% $195.17 +16.8%
229 WOOD ISHARES TR 2,900.0 $209K 0.02% -93.0 -3.1% $72.01 -8.7%
230 USMV ISHARES TR 2,147.0 $202K 0.02% $94.16 +2.9%
231 VGT VANGUARD WORLD FD 267.0 $201K 0.02% $753.78 -84.6%
232 FXB INVESCO CURRENCYSHARES BRIT Financial Services 1,545.0 $200K 0.02% $129.75 -0.4%
233 NUVB NUVATION BIO INC Healthcare 13,752.0 $123K 0.01% $8.96 -47.3%
234 EMPIRE ST RLTY OP L P 18,897.0 $119K 0.01% $6.30
235 HYPR HYPERFINE INC Healthcare 72,000.0 $71K 0.01% +27K +60.0% $0.98 +52.1%
236 SPY PUT SPDR S&P 500 ETF TR Financial Services 24,300.0 $68K 0.01% +7K +39.7% $2.79 +26602.2%
237 RLMD RELMADA THERAPEUTICS INC Healthcare 13,909.0 $67K 0.01% $4.83 +45.8%
238 AAPL PUT APPLE INC Technology 8,500.0 $600.0 -2K -15.0% $0.07 +437395.0%
239 AXSM PUT AXSOME THERAPEUTICS INC Healthcare 800.0 $480.0 NEW $0.60 +39228.3%
240 PGR CALL PROGRESSIVE CORP Financial Services 400.0 $108.0 NEW $0.27 +73792.6%
Page 12 of 12  ·  240 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 66.7%
Technology 17.2%
Industrials 4.5%
Healthcare 2.9%
Consumer Cyclical 2.7%
Consumer Defensive 2.5%
Communication Services 2.4%
Energy 0.9%
Utilities 0.2%