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Portfolio (Quarterly) Guide ↗

Avior Wealth Management, LLC

· CIK 0001599868
13F Portfolio $3.5B AUM 825 positions Filed Apr 9, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 127 New 359 Added 250 Reduced 41 Exited
Page 41 of 42  ·  825 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
801 NMZ NUVEEN MUN HIGH INCOME OPPOR Financial Services 17,825.0 $185K 0.01% NEW $10.38 +0.1%
802 GBDC GOLUB CAP BDC INC Financial Services 14,508.0 $184K 0.01% NEW $12.66 -2.4%
803 ADPT ADAPTIVE BIOTECHNOLOGIES COR Healthcare 12,915.0 $179K 0.01% +1K +12.0% $13.88 +26.3%
804 BLUE OWL CAPITAL CORPORATION 15,593.0 $172K 0.01% NEW $11.06
805 CION CION INVT CORP Financial Services 24,806.0 $170K 0.01% NEW $6.84 -4.2%
806 PFLT PENNANTPARK FLOATING RATE CA Financial Services 20,751.0 $167K 0.01% NEW $8.04 -7.0%
807 IE IVANHOE ELECTRIC INC Technology 13,273.0 $157K 0.00% $11.82 -3.6%
808 IIM INVESCO VALUE MUN INCOME TR Financial Services 12,600.0 $153K 0.00% $12.16 +3.8%
809 NIM NUVEEN SELECT MAT MUN FD Financial Services 16,066.0 $152K 0.00% $9.45 -1.8%
810 INVESCO QUALITY MUN INCOME T 15,700.0 $151K 0.00% $9.62
811 AGNC AGNC INVT CORP Real Estate 13,351.0 $134K 0.00% NEW $10.03 +3.5%
812 UMC UNITED MICROELECTRONICS CORP Technology 14,597.0 $131K 0.00% -471.0 -3.1% $8.98 +168.2%
813 AFIF TWO RDS SHARED TR 14,066.0 $130K 0.00% -4K -23.7% $9.26 +1.4%
814 PNBK PATRIOT NATL BANCORP INC Financial Services 100,000.0 $129K 0.00% $1.29 -17.1%
815 INVESTMENT MANAGERS SER TR I 10,800.0 $118K 0.00% +5K +80.0% $10.93
816 MUC BLACKROCK MUNIHLDNGS CALI Financial Services 10,094.0 $105K 0.00% NEW $10.40 +4.2%
817 BITO PROSHARES TR 10,065.0 $94K 0.00% NEW $9.31 -8.1%
818 BBDC BARINGS BDC INC Financial Services 10,398.0 $86K 0.00% NEW $8.23 +0.7%
819 NOK NOKIA CORP Technology 10,314.0 $83K 0.00% $8.04 +67.8%
820 LYG LLOYDS BANKING GROUP PLC Financial Services 14,673.0 $74K 0.00% NEW $5.03 +10.1%
Page 41 of 42  ·  825 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 25.9%
Technology 25.6%
Industrials 10.1%
Communication Services 7.5%
Consumer Cyclical 7.3%
Healthcare 7.2%
Energy 5.8%
Consumer Defensive 4.4%
Basic Materials 2.9%
Real Estate 2.1%