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Portfolio (Quarterly) Guide ↗

Arete Wealth Advisors, LLC

· CIK 0001600151
13F Portfolio $1.5B AUM 334 positions Filed Aug 13, 2026 EDGAR ↗ ← All Funds
Q2 2026 · All 86 New 131 Added 92 Reduced
Page 8 of 17  ·  334 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 XLV SELECT SECTOR SPDR TR 16,576.0 $2.6M 0.17% +5K +39.2% $158.67 +10.1%
142 SPSB SPDR SERIES TRUST 86,410.0 $2.6M 0.17% +5K +6.0% $30.01 -0.2%
143 VYM VANGUARD WHITEHALL FDS 15,685.0 $2.5M 0.16% +3K +22.7% $158.03 +4.5%
144 BLUEROCK PVT REAL ESTATE FD 189,903.0 $2.5M 0.16% NEW $13.01
145 FDL FIRST TR EXCHANGE-TRADED FD 50,580.0 $2.5M 0.16% -3K -6.4% $48.66 +9.9%
146 PEP PEPSICO INC Consumer Defensive 18,163.0 $2.5M 0.16% +1K +6.5% $135.41 +6.8%
147 XLU SELECT SECTOR SPDR TR 53,405.0 $2.4M 0.16% -58K -52.1% $45.33 -4.7%
148 GDX VANECK ETF TRUST 31,651.0 $2.4M 0.16% $75.45 +37.2%
149 UJUL INNOVATOR ETFS TRUST 58,450.0 $2.4M 0.16% $40.77 +1.3%
150 PM PHILIP MORRIS INTL INC Consumer Defensive 13,102.0 $2.4M 0.16% +618.0 +5.0% $180.92 +5.8%
151 DXJ WISDOMTREE TR 13,337.0 $2.3M 0.15% NEW $173.52 +2.1%
152 USB US BANCORP Financial Services 37,319.0 $2.3M 0.15% +6K +20.6% $60.40 +3.3%
153 JDVI JOHN HANCOCK EXCHANGE TRADE 58,218.0 $2.2M 0.15% +2K +2.8% $38.56 +7.0%
154 QTUM ETF SER SOLUTIONS 13,486.0 $2.2M 0.15% NEW $165.39 -11.2%
155 NVT NVENT ELEC PLC Industrials 13,031.0 $2.2M 0.15% NEW $169.62 -9.6%
156 FSK FS KKR CAP CORP Financial Services 208,580.0 $2.2M 0.14% -2K -1.0% $10.50 +14.8%
157 NFLX NETFLIX INC. Communication Services 30,114.0 $2.2M 0.14% +1K +3.6% $71.40 +12.1%
158 TIDAL TRUST I 86,284.0 $2.1M 0.14% +64K +279.2% $24.53
159 NOK NOKIA CORP Technology 154,638.0 $2.1M 0.14% -107K -41.0% $13.28 -25.0%
160 FTSL FIRST TR EXCHANGE-TRADED FD 45,067.0 $2.0M 0.13% +446.0 +1.0% $44.75 +0.0%
Page 8 of 17  ·  334 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 35.1%
Financial Services 21.0%
Communication Services 13.3%
Consumer Cyclical 8.6%
Healthcare 7.3%
Industrials 4.9%
Energy 4.0%
Consumer Defensive 3.9%
Real Estate 1.0%
Basic Materials 0.5%