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Portfolio (Quarterly) Guide ↗

Caprock Group, LLC

· CIK 0001610769
13F Portfolio $4.1B AUM 1,109 positions Filed May 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 136 New 408 Added 441 Reduced 218 Exited
Page 7 of 23  ·  441 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 AIG AMERICAN INTL GROUP INC Financial Services 38,322.0 $2.9M 0.07% -959.0 -2.4% $75.25 -1.6%
122 BSX BOSTON SCIENTIFIC CORP Healthcare 45,921.0 $2.9M 0.07% -17K -26.6% $62.75 -27.8%
123 ADSK AUTODESK INC Technology 12,028.0 $2.9M 0.07% -499.0 -4.0% $239.41 -19.0%
124 MMM 3M CO Industrials 19,556.0 $2.8M 0.07% -3K -12.9% $145.23 +10.6%
125 XLY SELECT SECTOR SPDR TR 25,855.0 $2.8M 0.07% -1K -4.1% $108.98 +7.5%
126 ED CONSOLIDATED EDISON INC Utilities 24,822.0 $2.8M 0.07% -2K -6.2% $113.18 -6.0%
127 WAB WABTEC Industrials 11,225.0 $2.8M 0.07% -2K -15.7% $249.93 +9.6%
128 SPYG SPDR SERIES TRUST 28,472.0 $2.8M 0.07% -1K -4.3% $97.91 +22.1%
129 DAL DELTA AIR LINES INC Industrials 41,783.0 $2.8M 0.07% -5K -10.7% $66.48 +26.6%
130 BP BP PLC Energy 58,346.0 $2.7M 0.07% -1K -2.5% $47.00 -16.8%
131 UAL UNITED AIRLS HLDGS INC Industrials 29,615.0 $2.7M 0.07% -10K -25.8% $92.07 +28.5%
132 EPD ENTERPRISE PRODS PARTNERS L Energy 71,049.0 $2.7M 0.07% -5K -6.8% $37.84 -3.3%
133 VIV TELEFONICA BRASIL SA Communication Services 163,900.0 $2.7M 0.07% -12K -6.6% $16.29 -22.7%
134 TFC TRUIST FINL CORP Financial Services 57,536.0 $2.6M 0.06% -15K -21.0% $45.97 +5.1%
135 ET ENERGY TRANSFER L P Energy 136,559.0 $2.6M 0.06% -14K -9.1% $19.30 -2.9%
136 FAST FASTENAL CO Industrials 56,479.0 $2.6M 0.06% -9K -13.3% $46.40 -1.1%
137 SPOT SPOTIFY TECHNOLOGY S A Communication Services 5,388.0 $2.6M 0.06% -393.0 -6.8% $484.98 -3.5%
138 ENB ENBRIDGE INC Energy 48,257.0 $2.6M 0.06% -2K -4.4% $54.14 +0.8%
139 FICO FAIR ISAAC CORP Technology 2,424.0 $2.6M 0.06% -82.0 -3.3% $1067.54 +2.7%
140 SAN BANCO SANTANDER SA Financial Services 229,362.0 $2.6M 0.06% -2K -1.1% $11.28 +19.7%
Page 7 of 23  ·  441 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.0%
Financial Services 13.4%
Healthcare 11.7%
Communication Services 9.5%
Consumer Cyclical 9.5%
Industrials 7.8%
Energy 5.1%
Basic Materials 4.9%
Consumer Defensive 3.4%
Real Estate 3.3%